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Article NO. Content

Title:

Reference Guidelines on the Supply Chain Risk Management of Service Enterprises in Securities and Futures Markets  CH

Announced Date: 2024.11.07 (Articles 1, 2, 3, 4, 6, 7, 8, 11, 12 amended,English version coming soon)
Current English version amended on 2022.04.26 
Categories: Information Operations
Article 1     (Purpose)
    For the purpose of assisting securities firms, futures commission merchants, and securities investment trust and securities investment consulting enterprises in managing the risk of the information service supply chain, these reference guidelines on supply chain risk management are establisheddraftedto address issues concerning the selection and management of, and termination and rescission of contracts with information service suppliers in accordance with the issues mentioned within the "Financial Data Security Action Plan" published by the Financial Supervisory Commission concerning the enhancement of the management mechanisms such as risk assessment and audit,etc., for financial industry information and communication systems suppliers and cross-institutional information services.

Interpretation: