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Article NO. Content

Title:

Reference Directions for Information Operation Resilience of Service Providers in Securities and Futures Markets  CH

Announced Date: 2025.02.13 (Articles 2, 8, 12, 14 amended,English version coming soon)
Current English version amended on 2022.08.10 
Categories: Information Operations
Article 4     International Organization for Standardization (ISO) has established the international standards regarding business continuity management. By introducing ISO22301 International Business Continuity Management Standards and obtaining relevant verifications, an organization is at a better position to refer to and adopt the best practice and strengthen its business continuity management.
  1. Securities firm: Tier 1 securities firms as listed in the Establishment of Inspection Mechanism for Securities Firm’s Information and Communication Security – Required Actions for Tiered Protection Schedule (with paid-in capital of NT$20 billion or above) shall acquire international business continuity management standards; Tier 2 securities firms shall introduce international business continuity management standards.
  2. Futures commission merchants and investment trust and investment consulting enterprises: Organizations that appoint the Chief Information Security Officer in accordance with Article 36-2 of the Regulations Governing the Establishment of Internal Control Systems by Service Providers in Securities and Futures Markets shall introduce international business continuity management standards.

Interpretation: