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Article 10
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For offering of the exchange-traded funds as described in the following subparagraphs, the SITE shall send a letter, accompanied with the application/registration form required under the Regulations, requested documents and review opinion of the industry association, together with the Checklist for Application/Registration of SITE’s Public Offering of Exchange Traded Funds (Schedule 2), within the specified period for advance review:
- Application for offering: within three business days after the industry association forwards the application to the Competent Authority.
- Registration of offering other than those described in Article 2 of these Procedures: before three business days of the date of reporting to the Competent Authority.
With regard to the application or registration of fund offering in the preceding paragraph, the TWSE shall, after reviewing the information contained in the application/registration documents to ensure the information satisfies the requirements, send a letter to the Competent Authority, accompanied with our review opinion and the checklist completed by the SITE and other related information.
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