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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Procedures for Consigned Services of Public Offering of Exchange-Traded Funds by Securities Investment Trust Enterprises  CH

Announced Date： 2024.12.31 (Articles 1, 2, 3, 5, 9-1, 10 amended,English version coming soon)
Current English version amended on 2023.12.29 
Article Content Content Search Article No. Search Legislative History Chinese
Article 9     After registration takes effect, if a registration is found to have one of the following circumstances, the TWSE may, or may follow the Competent Authority’s instructions to, withdraw or revoke the validity of the registration:
  1. Fail to start the offering or fail to establish the funds despite of offering within the period specified in Article 8 of these Procedures after the date of arrival of the letter notifying the registration takes effect.
  2. In violation of Article 8 of the SITCA.
  3. In violation of Article 3, paragraph 2 of these Procedures.
  4. The SITE, upon occurrence of a material impact on investor’s rights and interests, fails to issue a public announcement and report to the Competent Authority within two days of occurrence of the fact in accordance with Article 81 of the SITCA.
  5. Other violations of the Regulations or restrictions or prohibitions imposed by the TWSE when the registration takes effect.

Relevant Laws：