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Article 4
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When performing their duties, the innovation review experts shall act in a fair and impartial manner and honor the spirit of independence without disclosing any information they become aware of during the review of the application. They shall not be involved in the following circumstances during their office term:
- Agree to an offer, accept or purchase with a price in any name the securities issued by the applicant company.
- Agree to an offer, demand or accept money or other improper benefits from the applicant or an intermediary.
- Accept dinner invitation or entertainment by the applicant company or an intermediary.
- Have loans or securities or act as an intermediary for loans or securities with the applicant company outside the normal course of operation.
- Benefit themselves or others by directly or indirectly taking advantage of the convenience of reviews of applications.
- Provide services or issue any expert opinions to the applicant company.
The office term of an innovation review expert starts from their acceptance of the TWSE’s appointment offer and continues until the day when the securities listings review committee has resolved on the application. In case of a request for further review after an application has been rejected, the office term shall be extended until a final decision on such further review is made.
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