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Laws

Title:

Regulations Governing Securities Finance Enterprises  CH

Announced Date: 1979.07.18
Amended Date: 2018.02.12 
Content Article In Change13. Article 3, 56, and 57 amended and issued per 12 February 2018 Order No. Financial-Supervisory-Securities-SITC-1070302972 of the Financial Supervisory Commission
Content Article In Change 12. Articles 12 to 15, 17, 18, 34, 38 to 41, 43 to 46, 48 to 51, 53, and 66 amended and issued per 26 November 2015 Order No. Financial-Supervisory-Securities-SITC-1040046524 of the Financial Supervisory Commission; for enforcement from the date of issuance, with the exception of Articles 12 to 14, 17, and 34, for enforcement from 30 November 2015, and Articles 15, 18, 38 to 41, 43 to 46, 48 to 51, and 53, for enforcement from 1 February 2016.
Content Article In Change 11. Article 60 amended and issued per 27 July 2012 Order No. Financial-Supervisory-Securities-SITC-1010033473 of the Financial Supervisory Commission
Content Article In Change 10. Article 65 amended and Article 65-1 added per 11 October 2010 Order No. Financial-Supervisory-Securities-Firms-0990051567 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 9. Article 46 amended and issued per 22 July 2009 Order No. Financial-Supervisory-Securities-SITC-0980036050 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 8. Full text of 66 articles amended and issued per 12 March 2007 per Order No. Financial-Supervisory-Securities-IV-0960009086 of the Financial Supervisory Commission, Executive Yuan, for implementation from date of issuance
Content Article In Change 7. Articles 5 to 18 and 26 to 45 were amended on December 27, 2000 by the Executive Yuan per letter Ref. No. Taiwan-89-Finance 35759