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Laws

Title:

Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities  CH

Announced Date: 1992.10.09
Amended Date: 2020.08.05 (Articles 8, 14, 15 amended,English version coming soon)
Current English version amended on 2019.02.12 
Categories: Securities Exchange Market > Margin Transaction
Content Article In Change86. Article 41 amended per 12 February 2019 Letter No. Taiwan-Stock-Trading-1080002068 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved per 1 February 2019 Letter No. Financial-Supervisory-Securities-SITC-1070347070 of the Financial Supervisory Commission
Content Article In Change 85. Articles 54, 55, 78 and 81 amended per 24 December 2018 Letter No. Taiwan-Stock-Trading-1070024227 of the Taiwan Stock Exchange Corporation; for implementation from 23 March 2020;
Amended per 28 December 2018 Letter no. Securities-TPEx-Trading-10700539481 of the Taipei Exchange; for implementation from 23 March 2020;
Approved per 10 December 2018 Letter No. Financial-Supervisory-Securities-Trading-1070119296 of the Financial Supervisory Commission
Content Article In Change 84. Articles 5, 55, 78 and 81 amended per 9 August 2018 Letter No. Taiwan-Stock-Trading-1070014924 of the Taiwan Stock Exchange Corporation; for implementation from 1 October 2018;
Approved per 1 August 2018 Letter No. Financial-Supervisory-Securities-Firms-1070309107 of the Financial Supervisory Commission
Articles 10, 13 and 22 amended per 9 August 2018 Letter no. Securities-TPEx-Trading-10700215501 of the Taipei Exchange; for immediate implementation
Approved per 6 August 2018 Letter No. Securities-Futures-(Futures)-1070322215 of the Securities and Futures Bureau, Financial Supervisory Commission
Content Article In Change 83. Article 38 amended per 15 November 2017 Letter No. Taiwan-Stock-Trading-1060020022 of the Taiwan Stock Exchange Corporation; for implementation from 18 December 2017;
Approved per 20 October 2017 Letter No. Financial-Supervisory-Securities-Firms-1060036154 of the Financial Supervisory Commission
Content Article In Change 82. Article 64 amended per 10 May 2017 Letter No. Taiwan-Stock-Trading-1060008064 of the Taiwan Stock Exchange Corporation; for immediate implementation;
Approved per 9 May 2017 Letter No. Financial-Supervisory-Securities-SITC-1060012802 of the Financial Supervisory Commission
Content Article In Change 81. All 92 articles amended per 30 December 2016 Letter No. Taiwan-Stock-Trading-1050025142 of the Taiwan Stock Exchange Corporation; for immediate implementation;
Amended per 30 December 2016 Public Announcement No. Securities-GTSM-Trading-10500373611 of Taipei Exchange; for immediate implementation;
Approved per 28 December 2016 Letter No. Financial-Supervisory-Securities-SITC-1050051606 of the Financial Supervisory Commission
Content 80. The application form for opening a margin account by securities firms handling margin purchases and short sales of securities amended per 13 October 2016 Letter No. Taiwan-Stock-Trading-1050019907 of the Taiwan Stock Exchange Corporation; for immediate implementation;
Approved per 11 October 2016 Letter No. Financial-Supervisory-Securities-SITC-1050038839 of the Financial Supervisory Commission
Content Article In Change 79. Articles 16 and 26 amended per 21 July 2016 Letter No. Taiwan-Stock-Trading-1050013508 of the Taiwan Stock Exchange Corporation; for immediate implementation;
Approved per 14 July 2016 Letter No. Financial-Supervisory-Securities-SITC-1050023697 of the Financial Supervisory Commission
Content Article In Change 78. Article 26 amended per 8 March 2016 Letter No. Taiwan-Stock-Trading-1050002539 of the Taiwan Stock Exchange Corporation; for immediate implementation;
Approved per 16 February 2016 Letter No. Financial-Supervisory-Securities-SITC-1040051559 of the Financial Supervisory Commission for recordation
77. Article 10 amended per 3 February 2016 Letter No. Taiwan-Stock-Trading-21050002137 of the Taiwan Stock Exchange Corporation; for immediate implementation;
Approved per 2 February 2016 Letter No. Financial-Supervisory-Securities-SITC-1050001400 of the Financial Supervisory Commission for recordation
Content Article In Change 76. Articles 6, 7, 14, 19, 20, 22, 23, 31 through 32, 34, 35 and 40 amended per 28 January 2016 Letter No. Taiwan-Stock-Trading-1050001722 of the Taiwan Stock Exchange Corporation; for implementation from 1 February 2015 except Articles 31, 31-1, and 35, paragraph 1, which will be implemented from 1 May 2016;
Approved per 27 January 2016 Letter No. Financial-Supervisory-Securities-SITC-1040054419 of the Financial Supervisory Commission for recordation
75. Articles 23, 24, 26, 26 through 29, 31, 31-1, 34, 35-2, 36, 39 amended and Article 37 deleted per 27 November 2015 Letter No. Taiwan-Stock-Trading-1040024321 of the Taiwan Stock Exchange Corporation; for implementation from 30 November 2014;
Approved per 27 November 2015 Letter No. Financial-Supervisory-Securities-SITC-1040049044 of the Financial Supervisory Commission for recordation
74. Articles 11 and 12 amended per 23 June 2015 Letter No. Taiwan-Stock-Counselling-1040502321 of the Taiwan Stock Exchange Corporation; for immediate implementation;
Approved per 12 June 2015 Letter No. Financial-Supervisory-Securities-Firms-1040016339 of the Financial Supervisory Commission
Per 26 June 2015 Public Announcement No. Securities-GTSM-Trading-10400159191 of the GreTai Securities Market; for immediate implementation
73. Attachment, "Application Form for Opening Margin Accounts Used by Securities Firms to Conduct Long and Short Margin Trading in Securities," amended per 15 June 2015 Letter No. Taiwan-Stock-Trading-1040011114 of the Taiwan Stock Exchange Corporation; for implementation from 29 June 2015
Approved per 9 June 2015 Letter No. Financial-Supervisory-Securities-Firms-104002198 of the Financial Supervisory Commission
72. Article 3 amended per 7 April 2015 Letter No. Taiwan-Stock-Trading-1040005502 of the Taiwan Stock Exchange Corporation; for immediate implementation;
Approved per 26 March 2015 Letter No. Financial-Supervisory-Securities-Firms-1040006526 of the Financial Supervisory Commission, Executive Yuan
71. Articles 23-25 and 31 amended per 2 April 2015 Letter No. Taiwan-Stock-Trading-104000584 1 of the Taiwan Stock Exchange Corporation; for implementation from 4 May 2015
Co-amended Per 10 April 2015 Public Announcement No. Securities-GTSM-Trading-10400080401 of the GreTai Securities Market
Approved per 31 March 2015 Letter No. Financial-Supervisory-Securities-Firms- 1040007034 of the Financial Supervisory Commission
70. Article 35 amended per 13 January 2015 Letter No. Taiwan-Stock-Trading-1040000058 of the Taiwan Stock Exchange Corporation; for implementation from 16 March 2015
Per 5 January 2016 Letter No. Financial-Supervisory-Securities-Firms- 10300515341 of the Financial Supervisory Commission
Content Article In Change 69. Article 19 amended per 13 October 2014 Letter No. Taiwan-Stock-Trading-1030021037 of the Taiwan Stock Exchange Corporation; for implementation from 3 November 2014
Per 8 October 2014 Letter No. Financial-Supervisory-Securities-SITC-1030041158 of the Financial Supervisory Commission
Content Article In Change 68. Article 18 amended per 4 July 2014 Letter No. Taiwan-Stock-Trading-1030204240 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 12 June 2014 Letter No. Financial-Supervisory-Securities-Futures-1030016524 of the Financial Supervisory Commission
Content Article In Change 67. Article 8 amended per 7 February 2014 Letter No. Taiwan-Stock-Trading-1030001692 of the Taiwan Stock Exchange Corporation; for immediate implementation
  Per 22 January 2014 Letter No. Financial-Supervisory-Securities-Firms-1030001217 of the Financial Supervisory Commission
Content Article In Change 66. Article 35-2 amended per 6 February 2014 Letter No. Taiwan-Stock-Trading-1030002183 of the Taiwan Stock Exchange Corporation; for immediate implementation
  Per 5 February 2014 Letter No. Financial-Supervisory-Securities-SITC-1030001400 of the Financial Supervisory Commission
Content Article In Change 65. Articles 10, 38, and 41 amended per 25 December 2012 Public Announcement No. Taiwan-Stock-Trading-1010028961 of the Taiwan Stock Exchange Corporation; for immediate implementation
  Per 24 December 2012 Letter No. Financial-Supervisory-Securities-SITC-1010056704 of the Financial Supervisory Commission
Content Article In Change 64. Article 19 amended per 2 November 2012 Public Announcement No. Taiwan-Stock-Trading-1010024893 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
  Per 1 November 2012 Letter No. Financial-Supervisory-Securities-SITC-1010048867 of the Financial Supervisory Commission
Content Article In Change 63. Articles 10 and 41 amended per 31 August 2012 Public Announcement No. Taiwan-Stock-Trading-1010206070 of the Taiwan Stock Exchange Corporation; for implementation from 17 December 2012
Approved for adoption per 16 August 2012 Letter No. Financial-Supervisory-Securities-1010032187 of the Financial Supervisory Commission
Content Article In Change 62. Article 8 amended per 24 March 2011 Public Announcement No. Taiwan-Stock-Trading-1000008978 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 23 March 2011 Letter No. Financal-Supervisory-Securities-Futures-1000009299 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 61. Article 8 amended per 24 February 2011 Public Announcement No. Taiwan-Stock-Trading-1000005366 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 21 February 2011 Letter No. Financal-Supervisory-Securities-Futures-1000005783 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 60. Article 31 amended per 26 January 2011 Public Announcement No. Taiwan-Stock-Trading-1000200481 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 14 January 2011 Letter No. Financial-Supervisory-Securities-Trading-0990068989 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 59. Articles 23, 27, and 31 amended per 12 January 2011 Public Announcement No. Taiwan-Stock-Trading-1000001085 of the Taiwan Stock Exchange Corporation; for implementation from 28 March 2011
Approved per 23 December 2010 Letter No. Financial-Supervisory-Securities-Trading-0990058167 and 10 January 2011 Letter No. Financial-Supervisory-Securities-Trading-1000000241 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 58. Article 23 amended per 13 October 2010 Public Announcement No. Taiwan-Stock-Trading-0990030802 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 12 October 2010 Letter No. Financial-Supervisory-Securities-SITC-0990055600 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 57. Articles 26-1 and 31-1 amended per 5 October 2010 Public Announcement No. Taiwan-Stock-Trading-0990206361 of the Taiwan Stock Exchange Corporation; for implementation from 5 October 2011
Per 21 September 2010 Letter No. Financial-Supervisory-Securities-Firms-0990051010 of the Financial Supervisory Commission, Executive Yuan
56. Application Form for Opening Margin Accounts Used by Securities Firms to Conduct Long and Short Margin Trading in Securities (Account Opening by Proxy Card) amended (deleting the field of "Internal Auditor's Opinion") per 9 July 2010 Public Announcement No. Taiwan-Stock-Trading-0990018746 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 5 July 2010 Letter No. Financial-Supervisory-Securities-Firms-0990027313 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 55. Articles 23, 24, and 26 amended per 21 June 2010 Public Announcement No. Taiwan-Stock-Trading-0990016374 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 18 June 2010 Letter No. Financial-Supervisory-Securities-SITC-0990031912 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 54. Article 23 amended per 26 May 2010 Public Announcement No. Taiwan-Stock-Trading-0990013608 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 21 May 2010 Letter No. Financial-Supervisory-Securities-SITC-0990015591 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 53. Articles 26 and 31-1 amended, and Article 26-1 added, per 31 March 2010 Public Announcement No. Taiwan-Stock-Trading-0990008029 of the Taiwan Stock Exchange Corporation; for implementation from 1 July 2010
Per 25 March 2010 Letter No. Financial-Supervisory-Securities-SITC-0990012511 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 52. Article 10 amended per 26 January 2010 Public Announcement No. Taiwan-Stock-Trading-0990200607 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 30 December 2009 Letter No. Financial-Supervisory-Securities-Firms-0980066382 of the Financial Supervisory Commission, Executive Yuan
Per 21 January 2010 Letter No. Financial-Supervisory-Securities-Firms-0990002812 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 51. Article 11 amended per 9 December 2009 Public Announcement No. Taiwan-Stock-Trading-0980031173 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 4 December 2009 Letter No. Financial-Supervisory-Securities-Firms-0980060780 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 50. Article 5 amended per 3 December 2009 Public Announcement No. Taiwan-Stock-Trading-0980030793 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 1 December 2009 Letter No. Financial-Supervisory-Securities-SITC-0980054258 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 49. Articles 10, 38 and 41 amended per 20 August 2009 Public Announcement No. Taiwan-Stock-Trading-0980020198 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 19 August 2009 Letter No. Financial-Supervisory-Securities-SITC-0980031365 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 48. Article 18 amended per 23 July 2009 Public Announcement No. Taiwan-Stock-Trading-0980017086 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 21 July 2009 Letter No. Financial-Supervisory-Securities-SITC-0980035231 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 47. Article 15 and "Application Form for Margin Accounts With Securities Firms for Margin and Stock Loans (form for account opening by an agent)" amended per 22 July 2009 Public Announcement No. Taiwan-Stock-Trading-0980016960 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 20July 2009 Letter No. Financial-Supervisory-Securities-SITC-0980032227 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 46. Article 19 amended per 3 September 2008 Public Announcement No. Taiwan-Stock-Clearing-0970026044 of the Taiwan Stock Exchange Corporation; the estimated implementation date will be on the first trading day following the Chinese New Year in 2009. To be in coordination with computer system change, the actual implementation date will be separately announced
Per 28 August 2008 Letter No. Financial-Supervisory-Securities-III-0970042725 of the Financial Supervisory Commission, Executive Yuan
For implementation from 2 February 2009 per 9 December 2008 Public Announcement No. Taiwan-Stock-Clearing-0970301847 of the Taiwan Stock Exchange Corporation
Content Article In Change 45. Article 8 amended and issued 11 July 2008 per Public Announcement No. Taiwan-Stock-Trading-0970019355 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 8 July 2008 Letter No. Financial-Supervisory-Securities-IV-0970032029 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 44. Article 32 amended and issued 27 March 2008 per Public Announcement No. Taiwan-Stock-Trading-09700072162 of the Taiwan Stock Exchange Corporation; for implementation from 31 March 2008
Per 21 March 2008 Letter No. Financial-Supervisory-Securities-IV-0970002837 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 43. Article 22 amended and issued 18 February 2008 per Public Announcement No. Taiwan-Stock-Trading-0970003616 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 12 February 2008 Letter No. Financial-Supervisory-Securities-IV-0970001113 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 42. Article 38 amended and issued 8 January 2008 per Public Announcement No. Taiwan-Stock-Trading-0970000658 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 7 January 2008 Letter No. Financial-Supervisory-Securities-IV-0960072093 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 41. Articles 8, 9, 16, 38, and 41 amended and issued 9 August 2007 per Public Announcement No. Taiwan-Stock-Trading-0960022812 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 7 August 2007 Letter No. Financial-Supervisory-Securities-IV-0960037028 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 40. Articles 3, 7, and 8 amended and issued 5 March 2007 per Public Announcement No. Taiwan-Stock-Trading-0960004687 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 26 February 2007 Letter No. Financial-Supervisory-Securities-IV-0960003390 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 39. Articles 8 and 23 amended and issued 23 August 2006 per Public Announcement No. Taiwan-Stock-Trading-0950022074 of the Taiwan Stock Exchange Corporation; for implementation from 4 September 2006
17 August 2006 per Letter No. Financial-Supervisory-Securities-IV-0950136298 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 38. Article 19 amended and issued 2 November 2005 per Public Announcement No. Securities-GTSM-Trading-0940028526 of the GreTai Securities Market; for implementation from 14 November 2005
Approved for recordation per 13 October 2005 Letter No. Financial-Supervisory-Securities-IV-0940144749 and 28 October 2005 Letter No. Financial-Supervisory-Securities-IV-0940149070 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 37. Article 35-2 amended and issued per 13 October 2005 Public Announcement No. Taiwan-Stock-Trading-0940029923 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 7 October 2005 Letter No. Financial-Supervisory-Securities-IV-0940142489 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 36. Article 8 amended and issued per 29 July 2005 Public Announcement No. Taiwan-Stock-Trading-0940018333 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 1 July 2005 Letter No. Financial-Supervisory-Securities-IV-0940122290 of the Financial Supervisory Commission, Executive Yuan
35. Article 8 amended and issued per 14 April 2005 Letter No. Taiwan-Stock-Trading-0940007770 of the Taiwan Stock Exchange Corporation; for implementation from 18 April 2005
Per 25 March 2005 Letter No. Financial-Supervisory-Securities-IV-0940105123 of the Financial Supervisory Commission, Executive Yuan
34. Articles 10, 24, 30, 35-1, 35-2, 38, 39, and 41 amended and issued per 4 March 2005 Public Announcement No. Taiwan-Stock-Trading-0940005212 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 1 March 2005 Letter No. Financial-Supervisory-Securities-IV-0940105172 of the Financial Supervisory Commission, Executive Yuan
33. Article 31-1 added and issued per 21 February 2005 Public Announcement No. Taiwan-Stock-Trading-0940004282 of the Taiwan Stock Exchange Corporation; for implementation from 1 March 2005
Per 17 February 2005 Letter No. Financial-Supervisory-Securities-IV-0940000771 of the Financial Supervisory Commission, Executive Yuan
32. Articles 35 amended and issued per 15 February 2005 Public Announcement No. Taiwan-Stock-Trading-0940003768 of the Taiwan Stock Exchange Corporation
Per 4 February 2005 Letter No. Financial-Supervisory-Securities-IV-0940103811 of the Financial Supervisory Commission, Executive Yuan
31. Articles 5, 10, 24, 30, 35-1, 35-2, 38, 39, and 41 amended and issued per 31 December 2004 Public Announcement No. Taiwan-Stock-Trading-0930029836 of the Taiwan Stock Exchange Corporation; for implementation from 1 March 2005
Approved for recordation per 12 November 2004 Letter No. Financial-Supervisory-Securities-IV-0930005524 of the Financial Supervisory Commission, Executive Yuan
30. Article 10 amended and issued per 16 August 2004 Public Announcement No. Taiwan-Stock-Trading-0930020894 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 9 August 2004 Letter No. Financial-Supervisory-Securities-IV-0930133658 of the Financial Supervisory Commission, Executive Yuan
29. Articles 10 and 41 amended and issued per 9 June 2004 Public Announcement No. Taiwan-Stock-Trading-0930013434 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 7 June 2004 Letter No. Taiwan-Finance-Securities-IV-0930114601 of the Securities and Futures Commission, Ministry of Finance
28. Article 31 amended and issued per 12 April 2004 Public Announcement No. Taiwan-Stock-Trading-0930200646 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 7 April 2004 Letter No. Taiwan-Finance-Securities-IV-0930107499 of the Securities and Futures Commission, Ministry of Finance
27. Article 31 amended and issued per 8 December 2003 Public Announcement No. Taiwan-Stock-Trading-0920030737 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 3 December 2003 Letter No. Taiwan-Finance-Securities-(IV)-0920151172 of the Securities and Futures Commission, Ministry of Finance
26. Approved for recordation per 28 April 2003 Letter No. Taiwan-Finance-Securities-IV-0920113228 of the Securities and Futures Commission, Ministry of Finance
Article 12 amended and issued per 7 May 2003 Public Announcement No. Taiwan-Stock-Trading-0920009253 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
25. Approved for recordation per 9 April 2003 Letter No. Taiwan-Finance-Securities-(II)-0920111848 of the Securities and Futures Commission, Ministry of Finance
Article 8 amended and issued per 15 April 2003 Letter No. Taiwan-Stock-Trading-0920007492 of the Taiwan Stock Exchange Corporation; for immediate implementation
24. Articles 3, 7, 10, 14, 23, 24, 26 to 28, 34, 35-1, 38, and 41 amended per 5 July 2002 Public Announcement No. (91) Taiwan-Stock-Secretariat-016030 of the Taiwan Stock Exchange Corporation
Approved and recorded per 2 July 2002 Letter No. Taiwan-Finance-Securities-III-0910136744 of the Securities and Futures Commission, Ministry of Finance
23. Approved for recordation 12 April 2002 per Letter No. (91)-Taiwan-Finance-Securities-(IV)-115473 of the Securities and Futures Commission, Ministry of Finance
Article 35-1 amended and issued 17 April 2002 per Public Announcement No. (91)-Taiwan-Stock-Trading-008513 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
22. Ratified 17 December 2001 per Letter No. (90)-Taiwan-Finance-Securities-(IV)-171750 of the Securities and Futures Commission, Ministry of Finance
Article 23 amended and issued 27 December 2001 per Public Announcement No. (90)-Taiwan-Stock-Trading-034015 of the Taiwan Stock Exchange Corporation
21. 7 December 2001 per Letter No. (90)-Taiwan-Finance-Securities-(IV)-173435 of the Securities and Futures Commission, Ministry of Finance
Article 31 amended and issued 14 December 2001 per Public Announcement No. (90)-Taiwan-Stock-Trading-033174 of the Taiwan Stock Exchange Corporation
20. Ratified 14 August 2001 per Letter No. (90)-Taiwan-Finance-Securities-(IV)-151230 of the Securities and Futures Commission, Ministry of Finance
Article 16 amended and issued 17 August 2001 per Public Announcement No. (90)-Taiwan-Stock-Trading-022394 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
19. Approved for recordation 26 July 2001 per Letter No. (90)-Taiwan-Finance-Securities-(IV)-146824 of the Securities and Futures Commission, Ministry of Finance
Articles 11 and 14 amended and issued and Article 13 repealed 6 August 2001 per Letter No. (90)-Taiwan-Stock-Trading-200872 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
18. Ratified 18 July 2001 per Letter No. (90)-Taiwan-Finance-Securities-(IV)-143000 of the Securities and Futures Commission, Ministry of Finance
Article 35-1 amended and issued and Article 35-2 added 23 July 2001 per Public Announcement No. (90)-Taiwan-Stock-Trading-019675 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
17. Ratified per 13 November 2000 per Letter No. (89)-Taiwan-Finance-Securities-(III)-85324 of the Securities and Futures Commission, Ministry of Finance
Article 19 amended and issued 20 November 2000 per Public Announcement No. (89)-Taiwan-Stock-Trading-033650 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2001
16. Approved for recordation 31 December 1999 per Letter No. (88)-Taiwan-Finance-Securities-(IV)-112816 of the Securities and Futures Commission, Ministry of Finance
Articles 23, 24, and 26 amended and issued 31 December 1999 per Public Announcement No. (88)-Taiwan-Stock-Trading-200156 of the Taiwan Stock Exchange Corporation
15. Processed 3 November 1999 per Letter No. (88)-Taiwan-Finance-Securities-(IV)-04086 and 30 November 1999 per Letter No. (88)-Taiwan-Finance-Securities-(IV)-102712 of the Securities and Futures Commission, Ministry of Finance
Article 27, paragraph 3 amended and issued 30 November 1999 per Public Announcement No. (88)-Taiwan-Stock-Trading-38579 of the Taiwan Stock Exchange Corporation
14. Approved for recordation 4 January 1998 per Letter No. (88)-Taiwan-Finance-Securities-(IV)-109389 of the Securities and Futures Commission, Ministry of Finance
Articles 1 through 4, 8 through 11, 13, 19, 23, 26, 27, 32, 33, 36, 38, 39, and 41 through 42 amended and issued 5 January 1999 per Public Announcement No. (88)-Taiwan-Stock-Trading-00141 of the Taiwan Stock Exchange Corporation
13. Approved 24 July 1998 per Letter No. (87)-Taiwan-Finance-Securities-(IV)-50107 of the Securities and Futures Commission, Ministry of Finance
Articles 11, 38, and 39 amended and issued 29 July 1998 per Public Announcement No. (87)-Taiwan-Stock-Trading-24248 of the Taiwan Stock Exchange Corporation
12. Ratified for amendment 11 June 1998 per Letter No. (87)-Taiwan-Finance-Securities-(IV)-52266 of the Securities and Futures Commission, Ministry of Finance
Articles 23, 24, and 25 amended and issued 11 June 1998 per Public Announcement No. (87)-Taiwan-Stock-Trading-17989 of the Taiwan Stock Exchange Corporation
11. Approved 20 June 1997 per Letter No. (86)-Taiwan-Finance-Securities-(IV)-45929 of the Securities and Futures Commission, Ministry of Finance
Articles 35 and 36 amended and issued 7 July 1997 per Public Announcement No. (86)-Taiwan-Stock-Trading-18248 of the Taiwan Stock Exchange Corporation
10. Ratified for amendment 19 August 1996 per Letter No. (85)-Taiwan-Finance-Securities-(IV)-34847 of the Securities and Exchange Commission, Ministry of Finance
Articles 23 through 25 amended and issued 22 August 1996 per Public Announcement No. (85)-Taiwan-Stock-Trading-17150 of the Taiwan Stock Exchange Corporation
9. Ratified for amendment 26 January 1996 per Letter No. (85)-Taiwan-Finance-Securities-(IV)-12792 of the Securities and Exchange Commission, Ministry of Finance
Article 35-1 amended and issued 29 January 1996 per Public Announcement No. (85)-Taiwan-Stock-Trading-01504 of the Taiwan Stock Exchange Corporation
8. Approved for amendment 30 October 1995 per Letter No. (84)-Taiwan-Finance-Securities-(IV)-50564 of the Securities and Exchange Commission, Ministry of Finance
Article 32 amended and issued 3 November 1995 per Public Announcement No. (84)-Taiwan-Stock-Trading-25169 of the Taiwan Stock Exchange Corporation
7. Approved for amendment 22 August 1995 per Letter No. (84)-Taiwan-Finance-Securities-(IV)-47244 of the Securities and Exchange Commission, Ministry of Finance
Articles 26, 27, and 28 amended and issued 24 August 1995 per Public Announcement No. (84)-Taiwan-Stock-Listing-20191 of the Taiwan Stock Exchange Corporation
6. Approved for amendment 15 July 1995 per Letter No. (84)-Taiwan-Finance-Securities-(IV)-34898 of the Securities and Exchange Commission, Ministry of Finance
Articles 26 and 35-1 amended and issued 19 August 1995 per Public Announcement No. (84)-Taiwan-Stock-Listing-19722 of the Taiwan Stock Exchange Corporation
5. Approved for amendment 31 March 1994 per Letter No. (83)-Taiwan-Finance-Securities-(IV)-16018 of the Securities and Exchange Commission, Ministry of Finance
Articles 38 and 41 amended and issued 9 April 1994 per Letter No. (83)-Taiwan-Stock-Trading-05711 of the Taiwan Stock Exchange Corporation; for implementation from 11 April 1994
4. Articles 17 and 19 approved for amendment 30 December 1993 per Letter No. (82)-Taiwan-Finance-Securities-(IV)-02864 of the Securities and Exchange Commission, Ministry of Finance
Articles 17 and 19 amended and issued 31 December 1993 per Public Announcement No. (82)-Taiwan-Stock-Trading-23793 of the Taiwan Stock Exchange Corporation; for implementation from 5 January 1994
3. Article 19, paragraph 2 approved for addition 13 August 1993 per Letter No. (82)-Taiwan-Finance-Securities-(IV)-35121 of the Securities and Exchange Commission, Ministry of Finance
Article 19, paragraph 2 added 16 August 1993 per Public Announcement No. (82)-Taiwan-Stock-Trading-14969 of the Taiwan Stock Exchange Corporation
2. Article 12 approved for amendment 12 February 1993 per Letter No. (82)-Taiwan-Finance-Securities-(IV)-13659 of the Securities and Exchange Commission, Ministry of Finance
Articles 10 and 12 amended and issued 16 February 1993 per Public Announcement No. (82)-Taiwan-Stock-Trading-02266 of the Taiwan Stock Exchange Corporation
1. Ratified 25 September 1992 per Letter No. (81)-Taiwan-Finance-Securities-(IV)-72469 of the Securities and Exchange Commission, Ministry of Finance
Full 43 articles issued 9 October 1992 per Public Announcement No. (81)-Taiwan-Stock-Trading-19450 of the Taiwan Stock Exchange Corporation