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Title:

Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings  CH

Amended Date: 2020.03.30 (Articles 11, 12 amended,English version coming soon)
Current English version amended on 2019.12.23 
Categories: Primary Market > Review
   Chapter 4 Listing of Same-Class Capital-Increase Shares, Certificates of Entitlement to New Shares, Certificates of Payment for Stock, and Certificates of Entitlement to Shares from Redemption of Convertible Corporate Bonds, Issued by Listed Companies
Article 9    Where a listed company applies for listing of new shares issued for capital increase where the shares are of the same class already listed, the case handlers shall verify the relevant documents reported and uploaded are all in order, and publicly announce the listing in accordance with Article 139 of the Securities and Exchange Act.
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Article 10    When a listed company issues new shares for capital increase and applies to list certificates of entitlement to new shares, t within 15 days of the date of the competent authority's effective registration of the capital increase; where the company applies to list certificates of payment for stock, within 15 days of the competent authority's effective registration of, and full receipt of payment for, the new shares, a report shall be made on the Internet information reporting system designated by the TWSE. Following verification that the relevant documents reported and uploaded are in order, the administering department shall publicly announce the listing, report the listing to the TWSE's board of directors, and report to the competent authority for recordation. With respect to the listing of certificates of entitlement to shares from redemption of convertible corporate bonds, the responsible unit shall announce the listing according to the date stated on the "Application to List Global Depositary Receipts Representing Certificates of Entitlement to Stock Redeemed from Bonds" or "Declaration of Conversion of Domestic (Overseas) Securities" initially reported by the applicant company and shall publish monthly public announcements of the conversion status.
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