• Font Size:
  • S
  • M
  • L

Laws

Title:

Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings  CH

Announced Date: 1989.03.23
Amended Date: 2019.10.15 (Articles 6, 7 amended,English version coming soon)
Current English version amended on 2019.04.08 
Categories: Primary Market > Review
Content Article In Change85. Attachment 2 to Article 7 amended per 8 April 2019 Letter No. Taiwan-Stock-Listing-I-1081801521 of the Taiwan Stock Exchange Corporation; for implementation from 8 April 2019
Content Article In Change 84. Article 6 amended per 27 April 2018 Letter No. Taiwan-Stock-Listing-I-1070007615 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 26 April 2018 Letter No. Financial-Supervisory-Securities-Auditing-1070311109 of the Financial Supervisory Commission
Content Article In Change 83. Articles 4, 7, 7-2 and 27 amended per 19 April 2018 Letter No. Taiwan-Stock-Listing-I-1071801766 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for acknowledgement per 17 April 2018 Letter No. Financial-Supervisory-Securities-Corporate-1070106162 of the Financial Supervisory Commission
Content Article In Change 82. Article 6 amended per 11 December 2017 Letter No. Taiwan-Stock-Listing-I-1060023522 of the Taiwan Stock Exchange Corporation; for implementation from fiscal year 2018
Approved for acknowledgement per 8 December 2017 Letter No. Financial-Supervisory-Securities-Corporate-1060047839 of the Financial Supervisory Commission
Content Article In Change 81. Appendices 2, 4 and 5 of Article 7 amended per 15 September 2017 Public Announcement No. Taiwan-Stock-Listing-I-1061804348 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement, except amendment relating to supervisor, which will be implemented from 1 January 2018
Appendices 6 and 7 of Article 7 amended per 15 September 2017 Public Announcement No. Taiwan-Stock-Listing-I-1061804361 of the Taiwan Stock Exchange Corporation, for implementation from 1 January 2018
Content Article In Change 80. Articles 7 and 28 amended per 11 August 2017 Letter No. Taiwan-Stock-Listing-I-1061803747 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2018
Approved for acknowledgement per 10 August 2017 Letter No. Financial-Supervisory-Securities-Corporate-1060025120 of the Financial Supervisory Commission
Content Article In Change 79. Article 22 amended per 9 December 2016 Letter No. Taiwan-Stock-Listing-II-1050023622 of the Taiwan Stock Exchange Corporation; for immediate implementation, with the exception of Article 5, which shall be implemented from fiscal year 2015
Approved for recordation per 2 December 2016 Letter No. Financial-Supervisory-Securities-Corporate-1050043652 of the Financial Supervisory Commission
Content Article In Change 78. Articles 4, 6 and 7 amended per 15 October 2015 Letter No. Taiwan-Stock-Listing-I-1040020898 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 12 October 2015 Letter No. Financial-Supervisory-Securities-Corporate-1040040080 of the Financial Supervisory Commission
77. Articles 7, 9 and 10 amended per 23 June 2015 Letter No. Taiwan-Stock-Listing-I-1040011843 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement except Articles 9 and 10, which will be implemented as of 1 December 2015
Approved for recordation per 18 June 2015 Letter No. Financial-Supervisory-Securities-Corporate-1040021905 of the Financial Supervisory Commission
76. Articles 6, 7, 7-2, 16, 26 and 27 amended per 1 June 2015 Letter No. Taiwan-Stock-Listing-I-1040010397 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 1 June 2015 Letter No. Financial-Supervisory-Securities-Corporate-1040018227 of the Financial Supervisory Commission
Content Article In Change 75. Articles 4, 7-1, 7-2, and 18 amended per 22 August 2014 Letter No. Taiwan-Stock-Listing-I-1030017365 of the Taiwan Stock Exchange Corporation; for implementation from the date of issuance
Per 21 August 2014 Letter No. Financial-Supervisory-Securities-Corporate-1030028350 of the Financial Supervisory Commission
Content Article In Change 74. Article 28 amended per 30 September 2013 Public Announcement No. Taiwan-Stock-Listing-I-1020019995 of the Taiwan Stock Exchange Corporation; for implementation from fiscal year 2013
Approved for recordation per 26 September 2013 Letter No. Financial-Supervisory-Securities-Corporate-1010037469 of the Financial Supervisory Commission
Content Article In Change 73. Articles 4, 5 to 7, and 28 amended per 23 January 2013 Public Announcement No. Taiwan-Stock-Listing-I-1020001320 of the Taiwan Stock Exchange Corporation; for implementation from fiscal year 2013
Approved for recordation per 18 January 2013 Letter No. Financial-Supervisory-Securities-Corporate-1010056937 of the Financial Supervisory Commission
Content Article In Change 72. Article 5 amended per 24 July 2012 Public Announcement No. Taiwan-Stock-Listing-I-1010016328 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 17 July 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010029148 of the Financial Supervisory Commission
Content Article In Change 71. Articles 6 to 7-1, 10 to 15, 18, 22 to 24, and 29 amended, and Article 25 deleted, per 15 May 2012 Public Announcement No. Taiwan-Stock-Listing-I-1010010353 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 11 May 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010014643 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 70. Article 3 amended per 18 November 2011 Public Announcement No. Taiwan-Stock-Listing-I-1000036788 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 17 November 2011 Letter No. Financial-Supervisory-Securities-Corporate-1000056248 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 69. Articles 3, 5, 7, 7-2, 26, and 27 amended per 11 August 2011 Public Announcement No. Taiwan-Stock-Listing-II-1000026582 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 5 August 2011 Letter No. Financial-Supervisory-Securities-Corporate-1000036059 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 68. Articles 4 and 11 amended per 19 November 2010 Public Announcement No. Taiwan-Stock-Listing-0990034671 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 12 November 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990060734 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 67. Article 18 amended per 8 October 2010 Public Announcement No. Taiwan-Stock-Listing-0990030276 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 6 October 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990055010 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 66. Article 4 amended per 24 May 2010 Public Announcement No. Taiwan-Stock-Listing-09900013376 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 19 May 2010 Letter No. Financial-Supervisory-Securities-Corporate-09900025765 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 65. Articles 7, 26, and 27 amended per 7 April 2010 Public Announcement No. Taiwan-Stock-Listing-0990008502 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 1 April 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990003673 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 64. Point 15 amended per 25 December 2009 Public Announcement No. Taiwan-Stock-Listing-0981705248 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 16 December 2009 Letter No. Financial-Supervisory-Securities-Corporate-0980048732 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 63. Articles 5 and 6 amended per 23 December 2009 Public Announcement No. Taiwan-Stock-Listing-0980032711 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 18 December 2009 Letter No. Financial-Supervisory-Securities-Corporate-09800648191 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 62. Point 7 amended per 11 December 2008 Letter No. Taiwan-Stock-Listing-0970035722 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Approved for recordation per 10 December 2008 Letter No. Financial-Supervisory-Securities-I-0970065396 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 61. Points 4 to 6, 20, 22, 25 to 27 and the appendix to Point 3 amended and Points 7-1 and 7-2 added 19 October 2007 per Public Announcement No. Taiwan-Stock-Listing-0960031182 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Approved for recordation 18 October 2007 per Letter No. Financial-Supervisory-Securities-I-0960055837 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 60. Points 4, 6, and 7 amended and issued and Points 4-1 and 21 deleted 31 July 2007 per Public Announcement No. Taiwan-Stock-Listing-0960021901 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Approved for recordation 31 July 2007 per Letter No. Financial-Supervisory-Securities-I-0960037224 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 59. Appendices 1 to 7 of Point 7 amended and issued 2 April 2007 per Public Announcement No. Taiwan-Stock-Listing-096010815 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement, except Appendix 1, "Stock Listing Application Receipt Record," for implementation from 1 October 2007
Approved for recordation 13 February 2007 per Letter No. Financial-Supervisory-Securities-I-0960004797 and 9 March 2007 per Letter No. Financial-Supervisory-Securities-I-0960007095 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 58. Appendix to Point 3 (application form, point 1, item 21 field) amended and issued 19 March 2007 per Public Announcement No. Taiwan-Stock-Listing-0960005558 of the Taiwan Stock Exchange Corporation, for implementation from 1 June 2007
Approved for recordation 9 March 2007 per Letter No. Financial-Supervisory-Securities-I-0960007095 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 57. Points 3, 4, 4-1, 6, 7, 10, 16 to 18, 21, 27, and 28 amended and issued 25 February 2007 per Public Announcement No. Taiwan-Stock-Listing-0960004167 of the Taiwan Stock Exchange Corporation, for implementation from date of announcement
Approved for recordation 23 February 2007 per Letter No. Financial-Supervisory-Securities-I-0960004797 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 56. Appendices to Points 3, 7 amended and issued 27 September 2006 per Public Announcement No. Taiwan-Stock-Listing-0950103919 of the Taiwan Stock Exchange Corporation, for implementation from 1 January 2007
Approved for recordation 7 September 2006 per Letter No. Financial-Supervisory-Securities-I-0950004311 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 55. Points 9 and 14 amended and issued 30 June 2006 per Public Announcement No. Taiwan-Stock-Listing-0950015379 of the Taiwan Stock Exchange Corporation; for implementation from 1 July 2006
Approved for recordation per 28 June 2006 Letter No. Financial-Supervisory-Securities-III-0950111827 and 30 June 2006 Letter No. Financial-Supervisory-Securities-I-0950124644 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 54. Table appended to point 3 (points 25 and 26 of the application form) amended and issued 20 April 2006 per Public Announcement No. Taiwan-Stock-Listing-0950007546 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Approved for recordation 12 April 2006 per Letter No. Financial-Supervisory-Securities-I-0950109431 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 53. Point 6 amended and issued 1 March 2006 per Public Announcement No. Taiwan-Stock-Listing-0950004117 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Approved for recordation 22 February 2006 per Letter No. Financial-Supervisory-Securities-I-0940160410 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 52. Field number 24 of application form in table attached to Point 3 amended and issued 6 December 2005 per Public Announcement No. Taiwan-Stock-Listing-0940034450 of the Taiwan Stock Exchange Corporation; for implementation from 1 July 2006
Approved for recordation 18 November 2005 per Letter No. Financial-Supervisory-Securities-I-0940150547 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 51. Appendix 2 to Point 7 amended and issued 7 September 2005 per Public Announcement No. Taiwan-Stock-Listing-0940025510 of the Taiwan Stock Exchange Corporation
Content Article In Change 50. Appendix to Point 3 and Appendices 1 and 2 to Point 7 amended and issued 16 June 2005 per Public Announcement No. Taiwan-Stock-Listing-0940101708 of the Taiwan Stock Exchange Corporation; for immediate implementation
Content Article In Change 49. Points 7 and 8 amended and issued 6 May 2005 per Public Announcement No. Taiwan-Stock-Listing-0940011378 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Approved for recordation 29 April 2005 per Letter No. Financial-Supervisory-Securities-I-0940110454 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 48. Appendix 1 to Point 7 amended and issued 23 March 2005 per Public Announcement No. Taiwan-Stock-Listing-0940100758 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Content Article In Change 47. Points 16 and 17 amended and Point 4-1 added, with said changes issued 21 February 2005 per Public Announcement No. Taiwan-Stock-Listing-0940004266 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Approved for recordation 17 February 2005 per Letter No. Financial-Supervisory-Securities-I-0940105419 of the Financial Supervisory Commission, Executive Yuan
46. Point 7 amended and issued 28 December 2004 per Public Announcement No. Taiwan-Stock-Listing-0930103711 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2005
Content Article In Change 45. Points 3, 5 to 7, 16, and 28 amended and issued 13 December 2004 per Public Announcement No. Taiwan-Stock-Listing-0930032147 of the Taiwan Stock Exchange Corporation, for implementation from 1 January 2005
Approved for recordation 6 December 2004 per Letter No. Financial-Supervisory-Securities-I-0930154780 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 44. Points 3, 6, 7, 16, and 28 amended and issued 7 August 2003 per Letter No. Taiwan-Stock-Listing-0920019346 of the Taiwan Stock Exchange Corporation; implemented from the date of issuance
43. (attachment amended)
Content Article In Change 42. Approved for recordation 20 May 2003 per Letter No. Taiwan-Finance-Securities-I-0920113616 of the Securities and Futures Commission, Ministry of Finance
Article 16 amended and promulgated 28 May 2003 per Letter No. Taiwan-Stock-Listing-0920010998 of the Taiwan Stock Exchange Corporation; implemented from 1 September 2003
41. (attachment amended)
Content Article In Change 40. Article 3 amended and promulgated 7 March 2003 per Public Announcement (92) Taiwan-Securities-Shang 0920004551 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
39. Article 6 amended and promulgated 10 February 2003 per Public Announcement (92) Taiwan-Securities-Shang 0920002347 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
38. Article 6 amended and promulgated 30 January 2003 per Public Announcement (92) Taiwan-Securities-Shang 0920001649 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
37. Articles 6, 22 amended and promulgated 5 September 2002 per Public Announcement (91) Taiwan-Securities-Shang 022034 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
36. Article 9 amended and promulgated 29 August 2002 per Public Announcement (91) Taiwan-Securities-Shang 021265 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
35. Articles 3 and 6 amended and issued per 5 July 2002 Public Announcement No. (91) Taiwan-Stock-Secretariat-016030 of the Taiwan Stock Exchange Corporation
Approved for recordation per 2 July 2002 Letter No. Taiwan-Finance-Securities-III-0910136744 of the Securities and Futures Commission, Ministry of Finance
34. Article 3 amended and promulgated 2 July 2002 per Public Announcement (91) Taiwan-Securities-Shang 015593 of the Taiwan Stock Exchange Corporation, for implementation from 1 January 2003.
33. Article 6 amended and promulgated 18 March 2002 per Public Announcement (91) Taiwan-Securities-Shang 006578 of the Taiwan Stock Exchange Corporation; applicable to companies applying for initial listing upon compilation of this year's first half-year financial report.
Content Article In Change 32. Article 8 amended and promulgated 9 October 2001 per Public Announcement (90) Taiwan-Securities-Shang 026620 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
31. Attachments 1 and 4 of Article 7 amended and promulgated 10 July 2001 per Public Announcement (90) Taiwan-Securities-Shang 017806 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
30. Article 3, Subparagraph 2 amended and promulgated 28 June 2001 per Public Announcement (90) Taiwan-Securities-Shang 016459 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
29. Attachment 2 of Article 7 amended and promulgated 24 May 2001 per Public Announcement (90) Taiwan-Securities-Shang 012491 of the Taiwan Stock Exchange Corporation.
28. Article 3 amended and promulgated 16 March 2001 per Public Announcement (90) Taiwan-Securities-Shang 005891 of the Taiwan Stock Exchange Corporation, for implementation upon announcement.
27. Article 3, Article 7, and Article 16 amended and promulgated 27 February 2001 per Public Announcement (90) Taiwan-Securities-Shang 004544 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
26. Article 3 amended and promulgated 8 January 2001 per Public Announcement (89) Taiwan-Securities-Shang 000141 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
25. Article 6 and Article 18 amended and promulgated 22 December 2000 per Public Announcement (89) Taiwan-Securities-Shang 036754 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
24. Accepted for filing 4 August 2000 per Letter No. (89) Taiwan-Finance-Securities (I) 62453-1 of the Ministry of Finance Securities and Futures Commission.Article 11 amended and promulgated per Letter No. (89) Taiwan-Securities-Shang 022963 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
23. Article 7, Subparagraph 1, Sub-Subparagraph 3, and Article 9 amended and promulgated 5 June 2000 per Public Announcement (89) Taiwan-Securities-Shang 014116 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
22. Article 3 amended and promulgated 16 May 2000 per Public Announcement (89) Taiwan-Securities-Shang 011896 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
21. Article 3, Paragraph 1 amended and promulgated 11 February 2000 per Public Announcement (89) Taiwan-Securities-Shang 002585 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
20. Article 3, Paragraph 2 amended and promulgated 28 January 2000 per Public Announcement (89) Taiwan-Securities-Shang 002035 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
19. Article 6 amended and promulgated per Public Announcement (88) Taiwan-Securities-Shang 08945 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
18. Article 16 amended and promulgated 2 April 1999 per Public Announcement (88) Taiwan-Securities-Shang 08870 of the Taiwan Stock Exchange Corporation, for implementation upon public announcement.
17. Article 3, Article 7, Article 16, Article 22, Article 29, Article 30, Chapter Title 11, Chapter Title 15, and Chapter Title 16 promulgated and amended 25 January 1999 per Public Announcement (88) Taiwan-Securities-Shang 02009 of the Taiwan Stock Exchange Corporation.
16. Amended and promulgated 2 November 1998 per Public Announcement (87) Taiwan-Securities-Shang 36761 of the Taiwan Stock Exchange Corporation.
15. Article 5 amended and promulgated 22 April 1998 per Public Announcement (87) Taiwan-Securities-Shang 08807 of the Taiwan Stock Exchange Corporation.
14. Article 3 amended and promulgated 13 March 1998 per Public Announcement (87) Taiwan-Securities-Shang 05657 of the Taiwan Stock Exchange Corporation.
13.Article 20, Article 22, Article 28, and Article 29 amended and promulgated 7 May 1996 per Letter No. (85) Taiwan-Securities-Shang 07224 of the Taiwan Stock Exchange Corporation.
12. Article 15 amended and promulgated 29 February 1996 per Public Announcement (85) Taiwan-Securities-Shang 02466 of the Taiwan Stock Exchange Corporation.
11. Article 3, Article 5, Article 6, Article 7, Article 11, Article 13, Article 16, Article 18, Article 19, Article 20, Article 22, Article 23, Article 24, Article 27, Article 28, and Article 29 amended and promulgated 11 January 1996 per Public Announcement (85) Taiwan-Securities-Shang 00200 of the Taiwan Stock Exchange Corporation.
10. Amended and promulgated 1 May 1995 per Public Announcement (84) Taiwan-Securities-Shang 08421 of the Taiwan Stock Exchange Corporation.
9. Article 19, Article 28, Article 30, and Article 31 amended and promulgated 14 November 1994 per Public Announcement (83) Taiwan-Securities-Shang 23353 of the Taiwan Stock Exchange Corporation.
8. Amended and ratified 3 October 1994 per Letter No. (83) Taiwan-Finance-Securities (I) 41353 of the Securities and Exchange Commission, Ministry of Finance.
7. Amended and ratified 25 August 1994 per Letter No. (83) Taiwan-Finance-Securities (I) 37488 of the Securities and Exchange Commission, Ministry of Finance.
6. Article 7, Article 18, Article 19, and Article 22 amended and promulgated 11 November 1993 per Public Announcement (82) Taiwan-Securities-Shang 20430 of the Taiwan Stock Exchange Corporation.
5. Article 4, Article 7, and Article 24 amended and promulgated 15 June 1993 per Public Announcement (82) Taiwan-Securities-Shang 10526 of the Taiwan Stock Exchange Corporation.
4. Amended and promulgated 31 March 1993 per Public Announcement (82) Taiwan-Securities-Shang 04794 of the Taiwan Stock Exchange Corporation.
3. Amended and ratified 16 April 1992 per Letter No. (81) Taiwan-Finance-Securities (I) 12254 of the Securities and Exchange Commission, Ministry of Finance.
2. Amended and ratified 30 July 1990 per Letter No. (79) Taiwan-Finance-Securities (I) 01776 of the Securities and Exchange Commission, Ministry of Finance.
1. Ratified on 23 March 1989 per Letter No. (78) Taiwan-Finance-Securities (I) 00540 of the Securities and Exchange Commission, Ministry of Finance.