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Amendments

Title:

Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings  CH

Amended Date: 2021.03.31 
Categories: Primary Market > Review

Title: Taiwan Stock Exchange Corporation Procedures for Review of Securities Listings(2006.06.30)
Date:
9 Where a listed company applies for listing of new shares issued for capital increase where the shares are of the same class already listed, the case handlers shall examine the completeness of the submitted documents, including the Ministry of Economic Affairs letter of approval for amendment registration, photocopy of the amendment registration chart, and documentary evidence of registration of scripless issuance, and publicly announce the listing in accordance with Article 139 of the Securities and Exchange Act.
14 When an application is filed to list beneficiary certificates already approved for issuance, the case handlers shall inspect the submitted application documents for completeness and compliance with the provisions of Article 23 of this Corporation's Regulations for Review of Securities Listings. After the certification and issuance of the beneficiary certificates or registration of scripless issuance have been completed in accordance with the regulations of the competent authority, the case handlers shall submit the beneficiary certificate listing contract and other application documents to the competent authority for approval, and then publicly announce the listing and report to this Corporation's board of directors.