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Article NO. Content

Title：

Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities  CH

Amended Date： 2023.12.28 (Articles 8, 13, 20, 57, 78 amended,English version coming soon)
Current English version amended on 2023.08.17 
Categories： Securities Exchange Market > Margin Transaction
Article Content Chapter Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 1     These Rules are adopted pursuant to Articles 11, 14, 15 and 28 of the Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms and Articles 2, paragraphs 5, 6 and 12, and Articles 3, 4 and 5 of the Standards Governing Eligibility of Securities for Margin Purchase and Short Sale.

Interpretation：

Relevant Laws：