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Article NO. Content

Title：

Taiwan Stock Exchange Corporation Rules Governing Targeted Examinations of and Guidance to Securities Firms  CH

Amended Date： 2014.11.04 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 5     The TWSE shall conduct thorough investigation as to the events mentioned in Article 3 and the content of the review report referred to in the preceding paragraph when conducting a targeted examination; and may conduct an overall examination in accordance with the internal control system recognized by the board of directors of the securities firms when necessary.

Relevant Laws：