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Amended Article


Taiwan Stock Exchange Corporation Rules Governing Targeted Examinations of and Guidance to Securities Firms  CH

Amended Date: 2014.11.04 
Categories: Market Supervision > Regulation of Securities Firms
Article 1     These Rules are adopted pursuant to Article 23, Paragraphs 2 and 4 of the Regulations Governing Stock Exchanges.
Article 12     The TWSE may take measures in accordance with the Operating Rules, Criteria Governing Handling of Stock Affairs by Public Companies, and other rules of the TWSE in the event that the securities firm and its responsible person or employees breach these Rules.
Article 13     These Rules are drafted by the TWSE with the Taiwan Securities Association and shall take effect after having been submitted to and approved by the competent authority. Subsequent amendments thereto shall be effected in the same manner