• Font Size:
  • S
  • M
  • L
友善列印
WORD

Article NO. Content

Title:

Taiwan Stock Exchange Corporation Determination Standards and Handling Procedures for the Avoidance or Refusal of Examinations by Securities Firms  CH

Amended Date: 2014.11.04 
Categories: Market Supervision > Regulation of Securities Firms
2     The TWSE may send personnel to examine and review account books, trading certificates, vouchers, records and statement, contracts, and other relevant materials used by the securities firm from 8 a.m. to 5 p.m. during business days. Such period can be extended if necessary for examination.
    (Deleted)