• Font Size:
  • S
  • M
  • L

Laws

Title:

Taiwan Stock Exchange Corporation Determination Standards and Handling Procedures for the Avoidance or Refusal of Examinations by Securities Firms  CH

Announced Date: 1990.10.30
Amended Date: 2014.11.04 
Categories: Market Supervision > Regulation of Securities Firms
Content Article In Change5.Full text of 7 articles amended per 4 November 2014 Letter No. Taiwan-Stock-Intermediaries-1030022578 of the Taiwan Stock Exchange Corporation; for implementation from the date of issuance
Approved per 28 October 2014 Letter No. Financial-Supervisory-Securities-Firms-1030036543 of the Financial Supervisory Commission
4.Article 4 amended and promulgated per 5 July 2002 Letter No. (91) Taiwan-Stock-Secretariat-016030 of the Taiwan Stock Exchange Corporation
Approved for recordation per 2 July 2002 Letter No. Taiwan-Finance-Securities-III-0910136744 of the Securities and Futures Commission, Ministry of Finance
3.Article 2 amended and promulgated per 20 November 2000 (89) Taiwan-Stock-Trading-033650 of the Taiwan Stock Exchange Corporation, for implementation from 1 January 2001
Approved for recordation per 13 November 2000 Letter No. (89) Taiwan-Finance-Securities-III-85324 of the Securities and Futures Commission, Ministry of Finance
2.Promulgated and implemented per 6 November 1990 Letter No. (79) Taiwan-Stock-Trading-19385 of the Taiwan Stock Exchange Corporation
1.Adopted per 30 October 1990 Letter No. (79) Taiwan-Finance-Securities-II-21363 of the Securities Commission, Ministry of Finance.