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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Issuers of Call (Put) Warrants  CH

Amended Date: 2020.05.27 
Categories: Primary Market > Management > Information Disclosure
Article 7     If the issuer does not on its own initiative submit the Public Statement in accordance with these Procedures, or within the time limit prescribed by the TWSE, or input the information in the TWSE-designated Internet information reporting system, the TWSE may impose a penalty of NT$30,000. If required to take remedial action, the issuer shall do so within the time limit prescribed by the TWSE, or a penalty of NT$10,000 per instance may be imposed until the date of compliance.
    An issuer on which the TWSE has imposed a penalty shall pay the penalty to the TWSE Finance Department within five days from receiving notice from the TWSE.