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Article NO. Content


Taipei Exchange Rules Governing Securities Firms Recommending Trades in Securities to Customers  CH

Amended Date: 2017.12.21 (Articles 5 amended,English version coming soon)
Current English version amended on 2010.12.22 
Article 4     When recommending securities, a securities firm is required to make additional disclosures in its research report if it has served as a recommending securities firm or a lead/supporting underwriter for the issuer of the recommended security in the last year, or if it has issued call/put options on the recommended security in the last year.