• Font Size:
  • S
  • M
  • L

Laws

Title:

Taipei Exchange Rules Governing Securities Firms Recommending Trades in Securities to Customers  CH

Announced Date: 1996.01.11
Amended Date: 2017.12.21 (Articles 5 amended,English version coming soon)
Current English version amended on 2010.12.22 
Content Article In Change6.Revised Article 6 under Announcement No. Securities-GTSM-Trading-0990031179 issued by GTSM on 22 December 2010; implemented from the date of promulgation
Acknowledged under Notice No. Financial-Supervisory-Securities-Corporate-0990070065 issued by Financial Supervisory Commission, Executive Yuan, on 16 December 2010
5.Revised Articles 2, 4, 5, 6 and 7 under Announcement No. Securities-GTSM-Trading-0980001959 issued by GTSM on 11 February 2009; deleted Article 13; implemented from the date of promulgation
Notice No. Financial-Supervisory-Securities-2-0980002870 issued by Financial Supervisory Commission, Executive Yuan, on 5 February 2009
4.Revised Article 2 under Announcement No. 2003-Securities-GTSM-Trading-30292 issued by GTSM on 1 October 2003; implemented from the date of promulgation
Acknowledged under Notice No. Taiwan-Financial-Securities-8-0920147639 issued by the Securities and Exchange Commission, Ministry of Finance, on 1 October 2003
3.Revised and promulgated all 14 Articles under Announcement No. 2003-Securities-GTSM-Trading-28534 issued by GTSM on 19 September 2003; implemented from the date of promulgation
Acknowledged under Notice No. Taiwan-Financial-Securities-2-0920135122 issued by the Securities and Exchange Commission, Ministry of Finance, on 4 August 2003
2.Acknowledged under Notice No. 1998-Taiwan-Financial-Securities-3-84347 issued by the Securities and Exchange Commission, Ministry of Finance, on 7 October 1998
Revised Article 15 under Notice No. 1998-Securities-GTSM-Trading-29363 issued by GTSM on 14 October 1998
1.Approved under Notice No. 1996-Taiwan-Financial-Securities-2-00099 issued by the Securities and Exchange Commission, Ministry of Finance, on 11 January 1996; and was implemented on 16 February 1996