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Upon obtaining any notification delivered by an issuer of financial instruments or any other material in connection with rights and interests of a customer, the securities firm shall immediately forward them to the trust settlors and beneficiaries, and shall regularly compile account statements and deliver the same to each trust settlor and beneficiary for inspection.<br/>Delivery of the account statements referred to in the preceding paragraph shall be carried out in accordance with the following:<br/>1. If a securities firm uses trust assets to engage in transactions involving onshore structured products, the provisions of Article 14, paragraph 2 of the Regulations Governing Offshore Structured Products shall apply mutatis mutandis.<br/>2. If a securities firm acts as a fund distributor and uses trust assets to engage in transactions involving funds, it shall comply with the Securities Investment Trust and Consulting Association of the Republic of China's Rules of Conduct for Members and Their Distribution Channels Regarding Channel Remuneration Payment and Sales.<br/>3. If a securities firm uses trust assets to engage in transactions involving domestic or foreign securities or short-term bills other than those covered under the preceding subparagraph, account statements shall be delivered at least once every three months.<br/>4. If a securities firm uses trust assets to engage in transactions involving instruments other than those covered under subparagraphs 1 to 3, account statements shall be delivered at least once per year.
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