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Article 40
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A securities firm using funds from the cash management account to engage, with the securities firm itself or with a company that is an interested party of the securities firm, in transactions involving eligible instruments specified in Article 10 may not engage in such transactions in a total amount exceeding 50% of the total amount invested.
A securities firm using funds from the cash management account to invest in subject instruments under outright transactions may not invest in such instruments in a total combined amount exceeding 20% of the total amount invested.
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