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Laws

Title：

Operating Rules for Custody and Investment of Funds by Securities Firms on Behalf of Customers  CH

Announced Date： 2008.06.23
Amended Date： 2015.03.31 
Categories： Securities Exchange Market > Borrowing of Money
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Content Article In Change3. Articles 7 and 8 amended per 31 March 2015 Public Announcement No. Taiwan-Stock-Intermediaries-1040501152 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 5 March 2015 Letter No. Financial-Supervisory-Securities-Firms-1040000025 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 2. Full text of 44 articles amended per 13 July 2010 Public Announcement No. Taiwan-Stock-Trading-0990019612 of the Taiwan Stock Exchange Corporation
Per 9 July 2010 Letter No. Financial-Supervisory-Securities-Firms-0990030919 of the Financial Supervisory Commission, Executive Yuan
Content 1. Full text of 40 articles adopted per 23 June 2008 Public Announcement No. Taiwan-Stock-Trading-0970203003 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 11 April 2008 Letter No. Financial-Supervisory-Securities-II-0970012931 of the Financial Supervisory Commission, Executive Yuan