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Article NO. Content

Title：

Operation Directions for Inquiries of Customer Data by Employees of Securities Firms  CH

Announced Date： 2011.06.24 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Legislative History Chinese
8     Applicants for perusal of customer data shall fill in a customer data request form. Detailed records of the request date, purpose and applicant's name and position shall be kept. Such form shall be serially numbered and managed by designated personnel.