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Article NO. Content

Title：

Guidelines Governing the Creation of Customer Ledgers of Securities Firms' Settlement Accounts  CH

Amended Date： 2023.12.29 (Articles 3, 3-3, 7, 11, 12, 14, 18, 20 amended,English version coming soon)
Current English version amended on 2022.10.19 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 13     Any change to the name, I.D. number or uniform business number, business license number, address or mailing address of the customer itself or its agent or representative as stated in the contract for the retention by the securities firm of the customer's funds in the Settlement Account shall be notified by the customer to the securities firm in an appropriate manner.