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Chapter
Title:
Guidelines Governing the Creation of Customer Ledgers of Securities Firms' Settlement Accounts
CH
Amended Date:
2023.12.29 (Articles 3, 3-3, 7, 11, 12, 14, 18, 20 amended,English version coming soon)
Current English version amended on 2022.10.19
Categories:
Market Supervision > Regulation of Securities Firms
Article Content
Chapter
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Legal Basis
Amended Article
Legislative History
Chinese
Chapter 1 General Provisions
§1
Chapter 2 Separate Management of Customer Rights and Interests
§12
Chapter 3 Risk Control and Management
§20
Chapter 4 Supplementary Provisions
§22