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Article NO. Content
Title:
Guidelines Governing the Creation of Customer Ledgers of Securities Firms' Settlement Accounts
CH
Amended Date:
2023.12.29 (Articles 3, 3-3, 7, 11, 12, 14, 18, 20 amended,English version coming soon)
Current English version amended on 2022.10.19
Categories:
Market Supervision > Regulation of Securities Firms
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Article 23
These Guidelines are drafted by the TWSE jointly with the TPEx and shall take effect after having been submitted to and approved by the competent authority. Subsequent amendments thereto shall be effected in the same manner.