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11
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11.Safety Control, Inspection and Audit
- Manager
A manager may inspect a relevant inquirer. Such inspection may be conducted in the form of a written review or on-site.
- Non-manager inspector
Taipei Exchange (TPEx) may inspect a TWSE inquirer. Such inspection may be conducted in the form of a written review or on-site.
- Inquirer
- With regard to relevant databases or files, storing negative credit data obtained from a manager, a data access tracking record shall be created and data security management and control measures and rules shall be devised, including human resource security, physical and environmental security, information exchange, communication and operations management, access control etc.
- Each inquirer shall incorporate items for internal audit or inspection in its enforcement of the Rules and report the result of internal audit or inspection to the relevant manager according to schedule.
- An inquirer shall cooperate and furnish relevant data in inspections by the supervisor, relevant manager and TPEx.
- TWCA
The TWSE may inspect the TWCA in regard to the credit inquiry gateway to develop for data exchange with the JICC, which may cooperate by inspecting the TWCA jointly with the TWSE.
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