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Laws

Title：

Taiwan Stock Exchange Corporation Directions Governing the Particulars to be Recorded in the Securities Underwriter's Assessment Report  CH

Announced Date： 1989.04.26
Amended Date： 2022.10.24 
Categories： Primary Market > Review
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Attachment Legislative History Chinese
Content Article In Change47. Article 11 amended per 24 October 2022 Public Announcement No. Taiwan-Stock-Listing-I-1110020638 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2023
Approved for recordation per 14 October 2022 Letter No. Financial-Supervisory-Securities-Corporate-11101456651 of the Financial Supervisory Commission
Content Article In Change 46. Articles 2, 4～6, and 9 amended per 31 March 2021 Public Announcement No. Taiwan-Stock-Listing-II-1100005558 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Approved for recordation per 30 March 2021 Letter No. Financial-Supervisory-Securities-Corporate-1100334644 of the Financial Supervisory Commission
Content Article In Change 45. Article 11 amended per 8 December 2020 Public Announcement Taiwan-Stock-Listing-II-1090022592 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 2 December 2020 Letter No. Financial-Supervisory-Securities-Corporate-1090147634 of the Financial Supervisory Commission
Content Article In Change 44. Points 6, 9 and 13-1 amended per 2 March 2 2020 Public Announcement Taiwan-Stock-Listing-I-1090003199 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 26 February 26 2020 Letter No. Financial-Supervisory-Securities-Corporate-1080140352 of the Financial Supervisory Commission
Content Article In Change 43. Points 4 and 6 amended per 31 March 2018 Public Announcement No. Taiwan-Stock-Listing-I-1071801296 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved for recordation per 23 March 2018 Letter No. Financial-Supervisory-Securities-Corporate-1070105524 of the Financial Supervisory Commission.
Content Article In Change 42. Point 5 amended per 11 December 2017 Public Announcement No. Taiwan-Stock-Listing-I-1060023522 of the Taiwan Stock Exchange Corporation; for implementation from Fiscal Year 2018.
Approved for recordation per 8 December 2018 Letter No. Financial-Supervisory-Securities-Corporate-1060047839 of the Financial Supervisory Commission.
Content Article In Change 41. Points 4 and 8 amended per 11 August 2017 Public Announcement No. Taiwan-Stock-Listing-I-1061803747 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2018.
Approved for recordation per 10 August 2018 Letter No. Financial-Supervisory-Securities-Corporate-1060025120 of the Financial Supervisory Commission.
40. Points 3-1, 4 and 6 amended per 16 October 2014 Letter No. Taiwan-Stock-Listing-II-1030021419 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved for recordation per 14 October 2014 Letter No. Financial-Supervisory-Securities-Corporate-1030039394 of the Financial Supervisory Commission.
39. Point 3-1 amended per 22 August 2014 Letter No. Taiwan-Stock-Listing-I-1030017365 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 21 August 2014 Letter No. Financial-Supervisory-Securities-Corporate-1030028350 of the Financial Supervisory Commission.
Content Article In Change 38. Point 6 amended per 30 December 2013 Letter No. Taiwan-Stock-Listing-I-1020027155 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 26 December 2013 Letter No. Financial-Supervisory-Securities-Corporate-1020050484 of the Financial Supervisory Commission.
37. Points 2, 4-6 and 9 amended per 23 January 2013 Letter No. Taiwan-Stock-Listing-I-1020001320 of the Taiwan Stock Exchange Corporation; for implementation from the fiscal year of 2013.
Approved for recordation per 18 January 2013 Letter No. Financial-Supervisory-Securities-Corporate-1010056937 of the Financial Supervisory Commission.
36. Point 6 amended per 19 June 2012 Letter No. Taiwan-Stock-Listing-II-1010013285 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 15 June 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010027190 of the Financial Supervisory Commission, Executive Yuan.
35. Point 12 amended per 15 May 2012 Letter No. Taiwan-Stock-Listing-I-1010010353 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 11 May 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010014643 of the Financial Supervisory Commission, Executive Yuan.
34. Point 9 amended per 8 February 2012 Letter No. Taiwan-Stock-Listing-II-1010002346 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 3 February 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010001991 of the Financial Supervisory Commission, Executive Yuan.
33. Point 6 amended per 9 December 2011 Letter No. Taiwan-Stock-Listing-II-1000038488 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2012.
Approved for recordation per 6 December 2011 Letter No. Financial-Supervisory-Securities-Corporate-1000052371 of the Financial Supervisory Commission, Executive Yuan.
32. Point 3 added and original Point 3 changed to 3-1 per 1 March 2011 Letter No. Taiwan-Stock-Listing-I-1000005238 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 21 February 2011 Letter No. Financial-Supervisory-Securities-Corporate-1000007120 of the Financial Supervisory Commission, Executive Yuan.
31. Point 13-1 added per 18 March 2010 Letter No. Taiwan-Stock-Listing-0990006895 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 16 March 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990009289 of the Financial Supervisory Commission, Executive Yuan.
30. Points 3, 7 and 8 amended per 14 May 2009 Letter No. Taiwan-Stock-Listing-0980009902 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 11 May 2009 Letter No. Financial-Supervisory-Securities-I-0980015653 of the Financial Supervisory Commission, Executive Yuan.
29. Points 1-9, 11 and 13 amended per 30 October 2008 Letter No. Taiwan-Stock-Listing-0970031753 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 24 October 2008 Letter No. Financial-Supervisory-Securities-I-0970050859 of the Financial Supervisory Commission, Executive Yuan.
28. Point 6 amended per 10 March 2008 Letter No. Taiwan-Stock-Listing-0970005258 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 29 February 2008 Letter No. Financial-Supervisory-Securities-VI-0970007344 of the Financial Supervisory Commission, Executive Yuan.
27. Point 11 added and original Points 11-14 changed to Points 12-15 per 19 March 2007 Letter No. Taiwan-Stock-Listing-0960005558 of the Taiwan Stock Exchange Corporation; for implementation from 1 October 2007.
Approved for recordation per 9 March 2007 Letter No. Financial-Supervisory-Securities-I-0960007095 of the Financial Supervisory Commission, Executive Yuan.
26. Exhibit of Point 9 amended per 27 September 2006 Letter No. Taiwan-Stock-Listing-0950103919 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2007.
Approved for recordation per 7 September 2006 Letter No. Financial-Supervisory-Securities-I-0950004311 of the Financial Supervisory Commission, Executive Yuan.
25. Point 3 amended per 6 July 2006 Letter No. Taiwan-Stock-Listing-0950015433 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 30 June 2006 Letter No. Financial-Supervisory-Securities-I-0950123824 of the Financial Supervisory Commission, Executive Yuan.
24. Points 3-6 and 8 amended per 2 September 2005 Letter No. Taiwan-Stock-Listing-0940023573 of the Taiwan Stock Exchange Corporation; for implementation from 1 October 2005.
Approved for recordation per 12 August 2005 Letter No. Financial-Supervisory-Securities-I-0940113311 of the Financial Supervisory Commission, Executive Yuan.
23. Point 13 amended per 6 May 2005 Letter No. Taiwan-Stock-Listing-0940011378 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 29 April 2005 Letter No. Financial-Supervisory-Securities-I-0940110454 of the Financial Supervisory Commission, Executive Yuan.
22. Attachment 2 of Point 9 amended per 28 December 2004 Letter No. Taiwan-Stock-Listing-0930103711 of the Taiwan Stock Exchange Corporation.
21. Full text of 14 points amended per 13 December 2004 Letter No. Taiwan-Stock-Listing-0930032147 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2005.
Approved for recordation per 6 December 2004 Letter No. Financial-Supervisory-Securities-I-0930154780 of the Financial Supervisory Commission, Executive Yuan.
20. Point 6 amended per 31 December 2003 Letter No. Taiwan-Stock-Listing-0920032651 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2004.
Approved for recordation per 30 December 2003 Letter No. Taiwan-Financial-Securities-I-0920161269 of the Securities and Futures Commission, Ministry of Finance.
19. Point 8 and its draft attachment of evaluation amended per 4 July 2003 Letter No. Taiwan-Stock-Listing-0920015202 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 30 June 2003 Letter No. Taiwan-Financial-Securities-I-0920122922 of the Securities and Futures Commission, Ministry of Finance.
18. Point 8 amended per 28 May 2003 Letter No. Taiwan-Stock-Listing-0920010998 of the Taiwan Stock Exchange Corporation; for implementation from 1 September 2003.
Approved for recordation per 20 May 2003 Letter No. Taiwan-Financial-Securities-I-0920113616 of the Securities and Futures Commission, Ministry of Finance.
17. Point 9 amended per 9 May 2003 Letter No. Taiwan-Stock-Listing-0920009278 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 30 April 2003 Letter No. Taiwan-Financial-Securities-I-0920111197 of the Securities and Futures Commission, Ministry of Finance.
16. Point 6 amended per 4 April 2003 Letter No. Taiwan-Stock-Listing-0920006215 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 26 March 2003 Letter No. Taiwan-Financial-Securities-VI-0920106221 of the Securities and Futures Commission of the Ministry of Finance.
15. Attachment 1 of Point 9 amended per 30 January 2003 Letter No. 90-Taiwan-Stock-Listing-0920001649 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 20 January 2003 Letter No. 90-Taiwan-Financial-Securities-I-0910169068 of the Securities and Futures Commission, Ministry of Finance.
14. Point 16 amended per 9 October 2001 Letter No. 90-Taiwan-Stock-Listing-026620 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 28 September 2001 Letter No. 90-Taiwan-Financial-Securities-I-161140 of the Securities and Futures Commission, Ministry of Finance.
13. Point 16 amended per 14 August 2001 Letter No. 90-Taiwan-Stock-Listing-021694 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 7 August 2001 Letter No. 90-Taiwan-Financial-Securities-I-143407 of the Securities and Futures Commission, Ministry of Finance.
12. Point 16 added and the original Points 16 and 17 changed to Points 17 and 18 per 3 April 1999 Letter No. 88-Taiwan-Stock-Listing-08945 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 31 March 1999 Letter No. 88-Taiwan-Financial-Securities-I-31338 of the Securities and Futures Commission, Ministry of Finance.
11. Points 5 and 8 Amended per 3 March 1999 Letter No. 88-Taiwan-Stock-Listing-05825 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 9 February 1999 Letter No. 88-Taiwan-Financial-Securities-I-14353 of the Securities and Futures Commission, Ministry of Finance.
10. Amended per 19 January 1999 Letter No. 88-Taiwan-Stock-Listing-43119 of the of the Taiwan Stock Exchange Corporation.
Approved for recordation per 30 December 1998 Letter No. 87-Taiwan-Financial-Securities-I-10051 of the Securities and Futures Commission, Ministry of Finance.
9. Amended per 2 November 1998 Letter No. 87-Taiwan-Financial-Securities-I-36761 of the Securities and Futures Commission, Ministry of Finance.
Approved for recordation per 6 October 1998 Letter No. 87-Taiwan-Financial-Securities-I-77838 of the Securities and Futures Commission, Ministry of Finance.
8. Amended per 18 January 1994 Letter No. 83-Taiwan-Financial-Securities-I-41601 of the Securities and Futures Commission, Ministry of Finance.
7. Point 12 amended per 30 November 1993 Letter No. 82-Taiwan-Financial-Securities-I-42514 of the Securities and Futures Commission, Ministry of Finance.
6. Amended per 31 March 1993 Letter No. 82-Taiwan-Financial-Securities-I-04794-1 of the Securities and Futures Commission, Ministry of Finance.
5. Per 25 March 1993 Letter No. 82-Taiwan-Financial-Securities-I-16874 of the Securities and Futures Commission of the Ministry of Finance.
4. Point 1, Paragraph 2, Point 2, Paragraph 5, Point 3, Paragraphs 5 and 7, Points 11, 12 and 13 amended per 3 August 1992 Letter No. 81-Taiwan-Financial-Securities-I-15549 of the Securities and Futures Commission, Ministry of Finance.
3. Point 2, Paragraphs 5 and 6 and Points 6, 7, 8, 10, 11, 12 amended per 9 July 1991 Letter No. 80-Taiwan-Financial-Securities-I-01462 of the Securities and Futures Commission of the Ministry of Finance.
2. Point 2, Paragraph 1 amended per 30 April 1990 Letter No. 79-Taiwan-Financial-Securities-I-28177 of the Securities and Futures Commission, Ministry of Finance.
1. Approved for recordation per 26 April 1989 Letter No. 78-Taiwan-Financial-Securities-I-22793 of the Securities and Futures Commission, Ministry of Finance.