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Laws

Title:

Taiwan Stock Exchange Corporation Directions Governing the Particulars to be Recorded in the Securities Underwriter's Assessment Report  CH

Announced Date: 1989.04.26
Amended Date: 2018.03.31 
Categories: Primary Market > Review
Content Article In Change43. Points 4 and 6 amended per 31 March 2018 Public Announcement No. Taiwan-Stock-Listing-I-1071801296 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved for recordation per 23 March 2018 Letter No. Financial-Supervisory-Securities-Corporate-1070105524 of the Financial Supervisory Commission.
Content Article In Change 42. Point 5 amended per 11 December 2017 Public Announcement No. Taiwan-Stock-Listing-I-1060023522 of the Taiwan Stock Exchange Corporation; for implementation from Fiscal Year 2018.
Approved for recordation per 8 December 2018 Letter No. Financial-Supervisory-Securities-Corporate-1060047839 of the Financial Supervisory Commission.
Content Article In Change 41. Points 4 and 8 amended per 11 August 2017 Public Announcement No. Taiwan-Stock-Listing-I-1061803747 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2018.
Approved for recordation per 10 August 2018 Letter No. Financial-Supervisory-Securities-Corporate-1060025120 of the Financial Supervisory Commission.
40. Points 3-1, 4 and 6 amended per 16 October 2014 Letter No. Taiwan-Stock-Listing-II-1030021419 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved for recordation per 14 October 2014 Letter No. Financial-Supervisory-Securities-Corporate-1030039394 of the Financial Supervisory Commission.
39. Point 3-1 amended per 22 August 2014 Letter No. Taiwan-Stock-Listing-I-1030017365 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 21 August 2014 Letter No. Financial-Supervisory-Securities-Corporate-1030028350 of the Financial Supervisory Commission.
Content Article In Change 38. Point 6 amended per 30 December 2013 Letter No. Taiwan-Stock-Listing-I-1020027155 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 26 December 2013 Letter No. Financial-Supervisory-Securities-Corporate-1020050484 of the Financial Supervisory Commission.
37. Points 2, 4-6 and 9 amended per 23 January 2013 Letter No. Taiwan-Stock-Listing-I-1020001320 of the Taiwan Stock Exchange Corporation; for implementation from the fiscal year of 2013.
Approved for recordation per 18 January 2013 Letter No. Financial-Supervisory-Securities-Corporate-1010056937 of the Financial Supervisory Commission.
36. Point 6 amended per 19 June 2012 Letter No. Taiwan-Stock-Listing-II-1010013285 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 15 June 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010027190 of the Financial Supervisory Commission, Executive Yuan.
35. Point 12 amended per 15 May 2012 Letter No. Taiwan-Stock-Listing-I-1010010353 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 11 May 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010014643 of the Financial Supervisory Commission, Executive Yuan.
34. Point 9 amended per 8 February 2012 Letter No. Taiwan-Stock-Listing-II-1010002346 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 3 February 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010001991 of the Financial Supervisory Commission, Executive Yuan.
33. Point 6 amended per 9 December 2011 Letter No. Taiwan-Stock-Listing-II-1000038488 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2012.
Approved for recordation per 6 December 2011 Letter No. Financial-Supervisory-Securities-Corporate-1000052371 of the Financial Supervisory Commission, Executive Yuan.
32. Point 3 added and original Point 3 changed to 3-1 per 1 March 2011 Letter No. Taiwan-Stock-Listing-I-1000005238 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 21 February 2011 Letter No. Financial-Supervisory-Securities-Corporate-1000007120 of the Financial Supervisory Commission, Executive Yuan.
31. Point 13-1 added per 18 March 2010 Letter No. Taiwan-Stock-Listing-0990006895 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 16 March 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990009289 of the Financial Supervisory Commission, Executive Yuan.
30. Points 3, 7 and 8 amended per 14 May 2009 Letter No. Taiwan-Stock-Listing-0980009902 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 11 May 2009 Letter No. Financial-Supervisory-Securities-I-0980015653 of the Financial Supervisory Commission, Executive Yuan.
29. Points 1-9, 11 and 13 amended per 30 October 2008 Letter No. Taiwan-Stock-Listing-0970031753 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 24 October 2008 Letter No. Financial-Supervisory-Securities-I-0970050859 of the Financial Supervisory Commission, Executive Yuan.
28. Point 6 amended per 10 March 2008 Letter No. Taiwan-Stock-Listing-0970005258 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 29 February 2008 Letter No. Financial-Supervisory-Securities-VI-0970007344 of the Financial Supervisory Commission, Executive Yuan.
27. Point 11 added and original Points 11-14 changed to Points 12-15 per 19 March 2007 Letter No. Taiwan-Stock-Listing-0960005558 of the Taiwan Stock Exchange Corporation; for implementation from 1 October 2007.
Approved for recordation per 9 March 2007 Letter No. Financial-Supervisory-Securities-I-0960007095 of the Financial Supervisory Commission, Executive Yuan.
26. Exhibit of Point 9 amended per 27 September 2006 Letter No. Taiwan-Stock-Listing-0950103919 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2007.
Approved for recordation per 7 September 2006 Letter No. Financial-Supervisory-Securities-I-0950004311 of the Financial Supervisory Commission, Executive Yuan.
25. Point 3 amended per 6 July 2006 Letter No. Taiwan-Stock-Listing-0950015433 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 30 June 2006 Letter No. Financial-Supervisory-Securities-I-0950123824 of the Financial Supervisory Commission, Executive Yuan.
24. Points 3-6 and 8 amended per 2 September 2005 Letter No. Taiwan-Stock-Listing-0940023573 of the Taiwan Stock Exchange Corporation; for implementation from 1 October 2005.
Approved for recordation per 12 August 2005 Letter No. Financial-Supervisory-Securities-I-0940113311 of the Financial Supervisory Commission, Executive Yuan.
23. Point 13 amended per 6 May 2005 Letter No. Taiwan-Stock-Listing-0940011378 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 29 April 2005 Letter No. Financial-Supervisory-Securities-I-0940110454 of the Financial Supervisory Commission, Executive Yuan.
22. Attachment 2 of Point 9 amended per 28 December 2004 Letter No. Taiwan-Stock-Listing-0930103711 of the Taiwan Stock Exchange Corporation.
21. Full text of 14 points amended per 13 December 2004 Letter No. Taiwan-Stock-Listing-0930032147 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2005.
Approved for recordation per 6 December 2004 Letter No. Financial-Supervisory-Securities-I-0930154780 of the Financial Supervisory Commission, Executive Yuan.
20. Point 6 amended per 31 December 2003 Letter No. Taiwan-Stock-Listing-0920032651 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2004.
Approved for recordation per 30 December 2003 Letter No. Taiwan-Financial-Securities-I-0920161269 of the Securities and Futures Commission, Ministry of Finance.
19. Point 8 and its draft attachment of evaluation amended per 4 July 2003 Letter No. Taiwan-Stock-Listing-0920015202 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 30 June 2003 Letter No. Taiwan-Financial-Securities-I-0920122922 of the Securities and Futures Commission, Ministry of Finance.
18. Point 8 amended per 28 May 2003 Letter No. Taiwan-Stock-Listing-0920010998 of the Taiwan Stock Exchange Corporation; for implementation from 1 September 2003.
Approved for recordation per 20 May 2003 Letter No. Taiwan-Financial-Securities-I-0920113616 of the Securities and Futures Commission, Ministry of Finance.
17. Point 9 amended per 9 May 2003 Letter No. Taiwan-Stock-Listing-0920009278 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 30 April 2003 Letter No. Taiwan-Financial-Securities-I-0920111197 of the Securities and Futures Commission, Ministry of Finance.
16. Point 6 amended per 4 April 2003 Letter No. Taiwan-Stock-Listing-0920006215 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 26 March 2003 Letter No. Taiwan-Financial-Securities-VI-0920106221 of the Securities and Futures Commission of the Ministry of Finance.
15. Attachment 1 of Point 9 amended per 30 January 2003 Letter No. 90-Taiwan-Stock-Listing-0920001649 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 20 January 2003 Letter No. 90-Taiwan-Financial-Securities-I-0910169068 of the Securities and Futures Commission, Ministry of Finance.
14. Point 16 amended per 9 October 2001 Letter No. 90-Taiwan-Stock-Listing-026620 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 28 September 2001 Letter No. 90-Taiwan-Financial-Securities-I-161140 of the Securities and Futures Commission, Ministry of Finance.
13. Point 16 amended per 14 August 2001 Letter No. 90-Taiwan-Stock-Listing-021694 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 7 August 2001 Letter No. 90-Taiwan-Financial-Securities-I-143407 of the Securities and Futures Commission, Ministry of Finance.
12. Point 16 added and the original Points 16 and 17 changed to Points 17 and 18 per 3 April 1999 Letter No. 88-Taiwan-Stock-Listing-08945 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 31 March 1999 Letter No. 88-Taiwan-Financial-Securities-I-31338 of the Securities and Futures Commission, Ministry of Finance.
11. Points 5 and 8 Amended per 3 March 1999 Letter No. 88-Taiwan-Stock-Listing-05825 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 9 February 1999 Letter No. 88-Taiwan-Financial-Securities-I-14353 of the Securities and Futures Commission, Ministry of Finance.
10. Amended per 19 January 1999 Letter No. 88-Taiwan-Stock-Listing-43119 of the of the Taiwan Stock Exchange Corporation.
Approved for recordation per 30 December 1998 Letter No. 87-Taiwan-Financial-Securities-I-10051 of the Securities and Futures Commission, Ministry of Finance.
9. Amended per 2 November 1998 Letter No. 87-Taiwan-Financial-Securities-I-36761 of the Securities and Futures Commission, Ministry of Finance.
Approved for recordation per 6 October 1998 Letter No. 87-Taiwan-Financial-Securities-I-77838 of the Securities and Futures Commission, Ministry of Finance.
8. Amended per 18 January 1994 Letter No. 83-Taiwan-Financial-Securities-I-41601 of the Securities and Futures Commission, Ministry of Finance.
7. Point 12 amended per 30 November 1993 Letter No. 82-Taiwan-Financial-Securities-I-42514 of the Securities and Futures Commission, Ministry of Finance.
6. Amended per 31 March 1993 Letter No. 82-Taiwan-Financial-Securities-I-04794-1 of the Securities and Futures Commission, Ministry of Finance.
5. Per 25 March 1993 Letter No. 82-Taiwan-Financial-Securities-I-16874 of the Securities and Futures Commission of the Ministry of Finance.
4. Point 1, Paragraph 2, Point 2, Paragraph 5, Point 3, Paragraphs 5 and 7, Points 11, 12 and 13 amended per 3 August 1992 Letter No. 81-Taiwan-Financial-Securities-I-15549 of the Securities and Futures Commission, Ministry of Finance.
3. Point 2, Paragraphs 5 and 6 and Points 6, 7, 8, 10, 11, 12 amended per 9 July 1991 Letter No. 80-Taiwan-Financial-Securities-I-01462 of the Securities and Futures Commission of the Ministry of Finance.
2. Point 2, Paragraph 1 amended per 30 April 1990 Letter No. 79-Taiwan-Financial-Securities-I-28177 of the Securities and Futures Commission, Ministry of Finance.
1. Approved for recordation per 26 April 1989 Letter No. 78-Taiwan-Financial-Securities-I-22793 of the Securities and Futures Commission, Ministry of Finance.