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Laws

Title:

Taiwan Stock Exchange Corporation Rules for Suspension or Termination, and Application for Resumption, of Securities Firm Operations  CH

Announced Date: 1991.01.30
Amended Date: 2019.04.16 
Categories: Market Supervision > Regulation of Securities Firms
Content Article In Change8. Article 5 amended and promulgated per 16 April 2019 Taiwan-Stock-Intermediaries-1080005808 of the Taiwan Stock Exchange Corporation, for immediate implementation
Approved for recordation per 11 April 2019 Letter No. Financial-Supervisory-Securities-Firms-1080307134 of the Financial Supervisory Commission
Content Article In Change 7. Article 4 amended and promulgated per 4 June 2015 Taiwan-Stock-Intermediaries-1040502091 of the Taiwan Stock Exchange Corporation, for implementation from the date of public announcement
Approved for recordation per 28 May 2015 Letter No. Financial-Supervisory-Securities-Firms-1040013149 of the Financial Supervisory Commission
6. Title and full text of all 11 articles amended and promulgated per 22 January 2015 Taiwan-Stock-Intermediaries-1040000897 of the Taiwan Stock Exchange Corporation, for implementation from the date of promulgation (original title: Taiwan Stock Exchange Corporation Procedures for Suspension or Termination, and Application for Resumption, of Securities Firm Operations)
Approved per 14 January 2015 Letter No. Financial-Supervisory-Securities-Firms-1030053379 of the Financial Supervisory Commission
Content Article In Change 5. Point 4 amended and issued 10 November 2005 per Public Announcement No. Taiwan-Stock-Trading-0940032308 of the Taiwan Stock Exchange Corporation; for implementation from 2 January 2006
3 November 2005 Letter No. Finance-Supervisory-Securities-II-094016846 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 4. Points 4 and 5 amended and issued 30 August 2005 per Public Announcement No. Taiwan-Stock-Trading-0940024904 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation 25 August 2005 per Letter No. Finance-Supervisory-Securities-II-0940128198 of the Financial Supervisory Commission, Executive Yuan