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Laws

Title:

Taiwan Stock Exchange Corporation Rules Governing the Electronic Filing of Capital Adequacy Ratio Financial Statement by Securities Firms  CH

Announced Date: 1999.12.13
Amended Date: 2014.08.28 
Categories: Market Supervision > Regulation of Securities Firms
Content Article In Change4.Article 4 amended per 28 August 2014 Public Announcement No. Taiwan-Stock-Listing-Intermediaries-1030503879 of the Taiwan Stock Exchange Corporation; for implementation from 30 September 2014
15 August 2014 per Letter No. Financial-Supervisory-Securities-Corporate- 1030021872 of the Financial Supervisory Commission, Executive Yuan
3.Articles 4 and 7 amended per 29 December 2008 Public Announcement No. Taiwan-Stock-Audit-0970504426 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
2.Articles 4 and 7 amended per 20 April 2000 Public Announcement No. 89-Taiwan-Stock-Audit-300197 of the Taiwan Stock Exchange Corporation;
Approved for recordation 17 April 2000 per Letter No. 89-Financial-Supervisory-Securities-Corporate-II-31348 of the Financial Supervisory Commission, Executive Yuan
1.Full text of nine articles promulgated per 13 December 1999 Public Announcement No. 88-Taiwan-Stock-Listing- 039534 of the Taiwan Stock Exchange Corporation;
Approved for recordation 7 December 1999 per Letter No. 88-Financial-Supervisory-Securities-Corporate-II- 102659 of the Financial Supervisory Commission, Executive Yuan