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Laws

Title:

Numerical Standards for and Exceptions to the Irregularity Standards in Article 4 of the Taiwan Stock Exchange Corporation's Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions  CH

Announced Date: 1995.02.23
Amended Date: 2021.07.26 
Categories: Market Supervision > Stock Market Surveillance
Content Article In Change24. Article 10, 11 and 14 to 16, amended per 26 July 2021 Public Announcement No. Taiwan-Stock-Surveillance-1100402881 of the Taiwan Stock Exchange Corporation; for implementation from 27 August 2021
Approved for recordation per 22 July 2021 Letter No. Financial-Supervisory-Securities-Trading-1100349126 of the Financial Supervisory Commission
Content Article In Change 23. Article 2 to 6, 8, 10, 11 and 13 amended per 2 April 2019 Public Announcement No. Taiwan-Stock-Surveillance-1080400775 of the Taiwan Stock Exchange Corporation; for implementation from 29 April 2019
Approved for recordation per 18 July 2018 Letter No. Financial-Supervisory-Securities-Trading-1070325996 of the Financial Supervisory Commission
Content Article In Change 22. Article 3, 9 to 12 amended per 27 November 2018 Public Announcement No. Taiwan-Stock-Surveillance-1070404001 of the Taiwan Stock Exchange Corporation; for implementation from 30 November 2018
Approved for recordation per 9 November 2018 Letter No. Financial-Supervisory-Securities-Trading-1070337848 of the Financial Supervisory Commission
Content Article In Change 21. Article 13 added, and the original Articles 13 and 14 renumbered as Articles 14 and 15, per 30 May 2016 Letter No. Taiwan-Stock-Surveillance-1050401740 of the Taiwan Stock Exchange Corporation; for implementation from 6 June 2016
Approved for recordation per 13 May 2016 Letter No. Financial-Supervisory-Securities-Trading-1050016073 of the Financial Supervisory Commission
20. Articles 7~11 amended per 11 August 2015 Letter No. Taiwan-Stock-Surveillance-1040402644 of the Taiwan Stock Exchange Corporation; for implementation from 12 August 2015
Approved for reference per 10 August 2015 Letter No. Financial-Supervisory-Securities-Trading-1040031541 of the Financial Supervisory Commission
Content Article In Change 19. Article 3 amended and Article 12 added per 8 August 2014 Letter No. Taiwan-Stock-Surveillance-1030402903 of the Taiwan Stock Exchange Corporation; for implementation from 1 September 2014
Processed per 31 July 2014 Letter No. Financial-Supervisory-Securities-Trading-1030027712 of the Financial Supervisory Commission
Content Article In Change 18. Articles 2, 8, and 9 amended per 9 April 2014 Letter No. Taiwan-Stock-Surveillance-1030401212 of the Taiwan Stock Exchange Corporation; for implementation from 21 April 2014
Per 4 March 2014 Letter No. Financial-Supervisory-Securities-Trading-1030003426 of the Financial Supervisory Commission
Content Article In Change 17. Article1 amended per 27 December 2012 Letter No. Taiwan-Stock-Surveillance-1010404412 of the Taiwan Stock Exchange Corporation, for implementation from 2 January 2013
Per 19 November 2012 Letter No. Financial-Supervisory-Securities-Trading-1010045122 of the Financial Supervisory Commission
Content Article In Change 16. Articles 2 to 6 and 9 to11 amended per 18 November 2011 Public Announcement No. Taiwan-Stock-Surveillance-1000403959 of the Taiwan Stock Exchange Corporation, for implementation from 1 December 2011
Per 11 November 2011 Letter No. Financial-Supervisory-Securities-Trading-1000052672 of Financial Supervisory Commission, Executive Yuan
Content Article In Change 15. Article 11 amended 30 November 2010 per Letter No. Taiwan-Stock-Surveillance-0990403663 of the Taiwan Stock Exchange Corporation, for implementation from 1 December 2010
Per 30 November 2010 Letter No. Financial-Supervisory-Securities-Trading-0990067903 of the Securities and Futures Bureau, Financial Supervisory Commission, Executive Yuan
Content Article In Change 14. Full text of 13 articles amended and issued 4 May 2010 per Letter No. Taiwan-Stock-Surveillance-0990401272 of the Taiwan Stock Exchange Corporation, for implementation from 10 May 2010
Acknowledged per 24 March 2010 Letter No. Financial-Supervisory-Securities-Trading-0990010741 of the Securities and Futures Bureau, Financial Supervisory Commission, Executive Yuan
Content Article In Change 13. Points 3, 4, and 6 to 9 amended and Point 10 added 25 December 2009 per Public Announcement No. Taiwan-Stock-Surveillance-0980404149 of the Taiwan Stock Exchange Corporation, for implementation from 11 January 2010
Acknowledged 17 November 2009 per Letter No. Financial-Supervisory-Securities-Trading-0980061954 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 12. Name and Point 5 amended and issued 20 March 2009 per Letter No. Taiwan-Stock-Surveillance-0980400696 of the Taiwan Stock Exchange Corporation, for implementation from 6 April 2009 (Original name: Detailed Numerical Standards and Exceptions to the Irregularity Standards in Point 4 of the Taiwan Stock Exchange Corporation's Directions for Announcement or Notice of Attention to Trading Information and Related Dispositions)
Acknowledged 9 March 2009 per Letter No. Financial-Supervisory-Securities-III-0980006824 of the Securities and Futures Bureau, Financial Supervisory Commission, Executive Yuan
Content Article In Change 11. Points 2, 4, 7, and 8 amended and issued 22 January 2008 per Public Announcement No. Taiwan-Stock-Surveillance-0970400227 of the Taiwan Stock Exchange Corporation, for implementation from 1 February 2008
Acknowledged 3 January 2008 per Letter No. Financial-Supervisory-Securities-III-0960069752 and 18 January 2008 per Letter No. Financial-Supervisory-Securities-III-0970001388 of the Securities and Futures Bureau, Financial Supervisory Commission, Executive Yuan
Content Article In Change 10. Point 2 amended and issued 25 April 2007 per Public Announcement No. Taiwan-Stock-Surveillance-0960010019 of the Taiwan Stock Exchange Corporation, for implementation from 1 May 2007
Acknowledged 20 April 2007 per Letter No. Financial-Supervisory-Securities-III-09600008973 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 9. Full text of 9 points amended and issued 5 February 2005 per Letter No. Taiwan-Stock-Surveillance-0940400060 of the Taiwan Stock Exchange Corporation; for implementation from 1 March 2005
Approved 5 January 2005 per Letter No. Financial-Supervisory-Securities-III-0930155342 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 8. Full text of 9 points amended and promulgated on 2 December 2004 per Public Announcement No. Taiwan-Stock-Surveillance-0930400433 of the Taiwan Stock Exchange Corporation, to be implemented from 6 December 2004
Approved for recordation 2 November 2004 per Letter No. Securities-Futures-III-0920157292 of the Securities and Futures Bureau, Financial Supervisory Commission, Executive Yuan
Content Article In Change 7. Points 2 and 7 amended and promulgated on 9 January 2004 per Public Announcement No. Taiwan-Stock-Surveillance-0930000557 of the Taiwan Stock Exchange Corporation, to be implemented from 13 January 2004
Approved for recordation 5 January 2004 per Letter No. Taiwan-Finance-Securities-III-0920157292 of the Securities and Futures Commission, Ministry of Finance