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Laws

Title:

Taiwan Stock Exchange Corporation Procedures for Routine Regulation and Regulation by Exception Over Financial and Business Affairs of Listed Companies  CH

Announced Date: 1996.09.06
Amended Date: 2019.09.10 
Categories: Primary Market > Management > Auditing and Review
Content Article In Change40. Article 5 amended per 10 September 2019 Public Announcement Taiwan-Stock-Listing-I-1080015954 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 2 September 2019 Letter No. Financial-Supervisory-Securities-Firm-1080318671 of the Financial Supervisory Commission
Content Article In Change 39. Articles 1 ~ 3 and 12 amended, and Chapter 4 renamed, per 31 July 2019 Letter No. Taiwan-Stock-Listing-I-1081803712 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 30 July 2019 Letter No. Financial-Supervisory-Securities-Auditing-1080322855 of the Financial Supervisory Commission
Content Article In Change 38. Articles 7, 8 and 11 amended per 10 April 2018 Letter No. Taiwan-Stock-Listing-I-1071801268 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 3 April 2018 Letter No. Financial-Supervisory-Securities-Auditing-1070308430 of the Financial Supervisory Commission
Content Article In Change 37. Articles 5 and 8 amended per 10 April 2017 Letter No. Taiwan-Stock-Listing-I-1060005598 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 30 March 2017 Letter No. Financial-Supervisory-Securities-Auditing-1060007025 of the Financial Supervisory Commission
Content Article In Change 36. Article 5 amended per 2 September 2015 Letter No. Taiwan-Stock-Listing-I-1040018038 of the Taiwan Stock Exchange Corporation; for implementation from the day of public announcement
Approved for recordation per 1 September 2015 Letter No. Financial-Supervisory-Securities-Auditing-1040035113 of the Financial Supervisory Commission
Content Article In Change 35. Article 12 amended per 6 November 2014 Letter No. Taiwan-Stock-Listing-II-1030021463 of the Taiwan Stock Exchange Corporation; for implementation from 11 November 2014
Approved for recordation per 14 October 2014 Letter No. Financial-Supervisory-Securities-Corporate-1030038188 of the Financial Supervisory Commission
Content Article In Change 34. Articles 5 and 8 amended per 30 December 2013 Letter No. Taiwan-Stock-Listing-I-1020027155 of the Taiwan Stock Exchange Corporation; for implementation from the date of issuance
Approved for recordation per 26 December 2013 Letter No. Financial-Supervisory-Securities-Corporate-1020050484 of the Financial Supervisory Commission
Content Article In Change 33. Article 5 amended per 4 December 2013 Letter No. Taiwan-Securities-Listing-I-1020025278 of the Taiwan Stock Exchange Corporation; for implementation from the date of issuance
Approved for recordation per 3 December 2013 Letter No. Financial-Supervisory-Securities-Corporate-1020049386 of the Financial Supervisory Commission
Content Article In Change 32. Articles 4, 5, and 8 amended per 23 January 2013 Public Announcement No. Taiwan-Securities-Listing-I-1020001320 of the Taiwan Stock Exchange Corporation; for application from the fiscal year of 2013
Approved for recordation per 18 January 2013 Letter No. Financial-Supervisory-Securities-Corporate-1010056937 of the Financial Supervisory Commission
Content Article In Change 31. Article 8 amended per 18 May 2012 Public Announcement No. Taiwan-Securities-Listing-I-1010010774 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 16 May 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010016831 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 30. Article 5 amended per 23 March 2012 Public Announcement No. Taiwan-Securities-Listing-I-1010005907 of the Taiwan Securities Exchange Corporation
Per 21 March 2012 Letter No. Financial-Supervisory-Securities-Auditing-1010008561 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 29. Article 5 amended per 18 August 2011 Public Announcement No. Taiwan-Securities-Listing-I-1001804159 of the Taiwan Securities Exchange Corporation; for implementation from the date of public announcement
Per 3 August 2011 Letter No. Financial-Supervisory-Securities-Auditing-1000035163 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 28. Article 5 amended per 13 October 2010 Public Announcement No. Taiwan-Securities-Supervision-0990030522 of the Taiwan Securities Exchange Corporation; for implementation from the date of public announcement
Per 8 October 2010 Letter No. Financial-Supervisory-Securities-Auditing-0990051979 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 27. Articles 6, 9, 10, 12, and 13 amended per 20 May 2010 Public Announcement No. Taiwan-Securities-Listing-0991701863 of the Taiwan Securities Exchange Corporation; for implementation from the date of public announcement
Per 14 May 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990013971 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 26. Articles 5 and 8 amended per 30 March 2009 Public Announcement No. Taiwan-Securities-Supervision-0980006232 of the Taiwan Securities Exchange Corporation; for implementation from the day of public announcement
Approved for recordation per 26 March 2009 Letter No. Financial-Supervisory-Securities-VI-0980012712 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 25. Article 5 amended per 3 October 2008 Public Announcement No. Taiwan-Securities-Supervision-0970029051 of the Taiwan Securities Exchange Corporation; for implementation from the day of public announcement
Approved for recordation per 24 September 2008 Letter No. Financial-Supervisory-Securities-I-09700431311 and Letter No. Financial-Supervisory-Securities-VI-0970043130 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 24. Article 2 amended per 4 September 2008 Public Announcement No. Taiwan-Securities-Supervision-0971802585 of the Taiwan Securities Exchange Corporation; for implementation from the day of public announcement
Approved for recordation per 19 August 2008 Letter No. Financial-Supervisory-Securities-I-0970039058 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 23. Article 8 amended and issued per 6 November 2007 Public Announcement No. Taiwan-Securities-Supervision-0961800628 of the Taiwan Securities Exchange Corporation; for implementation from the day of public announcement
22. Article 5 amended and issued per 29 March 2007 Letter No. Taiwan-Stock-Listing-0960006863 of the Taiwan Stock Exchange Corporation
Approved for recordation per 21 March 2007 Letter No. Taiwan-Supervisory-Securities-(I)-0960010783 and per 26 March 2007 Letter No. Financial-Supervisory-Securities-(VI)-0960011213 of the Financial Supervisory Commission
21. Article 6 amended and issued 10 January 2007 per Public Announcement No. Taiwan-Stock-Listing-0950034588 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation 28 December 2006 per Letter No. Taiwan-Supervisory-Securities-(I)-0950160536 of the Financial Supervisory Commission, Executive Yuan
20. The selection criterion "7. There are not enough independent directors" under Article 5, paragraph 1, subparagraph 1, item 10 amended and issued per 27 September 2006 Public Announcement No. Taiwan-Stock-Listing-0950103919 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2007
Approved for recordation per 7 September 2006 Letter No. Taiwan-Supervisory-Securities-(I)-0950004311 of the Financial Supervisory Commission, Executive Yuan
19. Article 5 amended and issued per 26 September 2006 Letter No. Taiwan-Stock-Listing-0950103937 of the Taiwan Stock Exchange Corporation; for immediate implementation except for the selection criteria in connection with Article 5, paragraph 1, subparagraph 1, item 10, "8. The board of directors is authorized to pay compensation for directors/supervisors in accordance with standards in the same industry, and the compensation paid is found to be unreasonable according to the screening criteria", for which the application shall begin for the 2006 annual financial report.
Approved for recordation per 6 September 2006 Letter No. Taiwan-Supervisory-Securities-(I)-0950137430 of the Financial Supervisory Commission, Executive Yuan
18. Articles 5, 6, 8, and 12 amended and issued per 1 March 2006 Public Announcement No. Taiwan-Stock-Listing-0950004117 of the Taiwan Securities Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 22 February 2006 Letter No. Finance-Supervisory-Securities-(I)-0940160410 of the Financial Supervisory Commission, Executive Yuan
17. Article 5 amended and issued per 19 October 2005 Public Announcement No. Taiwan-Stock-Listing-0940030540 of the Taiwan Securities Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 17 October 2005 Letter No. Finance-Supervisory-Securities-(VI)-0940144499 of the Financial Supervisory Commission, Executive Yuan
16. Articles 4, 5, 8, and 10 amended and issued per 5 October 2005 Public Announcement No. Taiwan-Stock-Listing-0940028848 of the Taiwan Securities Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 30 September 2005 Letter No. Finance-Supervisory-Securities-(I)-0940004357 of the Financial Supervisory Commission, Executive Yuan
15. Article 5 amended and issued per 30 May 2005 Public Announcement No. Taiwan-Stock-Listing-0940013795 of the Taiwan Securities Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 2 May 2005 Letter No. Finance-Supervisory-Securities-(I)-0940111043 and per 25 May 2005 Letter No. Finance-Supervisory-Securities-(VI)-094011972 of the Financial Supervisory Commission, Executive Yuan
14. Article 8 amended and issued per 21 February 2005 Public Announcement No. Taiwan-Stock-Listing-0940003960 of the Taiwan Securities Exchange Corporation; for implementation from the date of public announcement
For recordation per 14 February 2005 Letter No. Taiwan-Supervisory-Securities-(I)-0940100945 of the Financial Supervisory Commission, Executive Yuan
13. Articles 4 and 5 amended and issued per 25 October 2004 Public Announcement No. Taiwan-Stock-Listing-0930027413 of the Taiwan Securities Exchange Corporation; for implementation from the day of public announcement
Approved for recordation per 20 October 2004 Letter No. Taiwan-Supervisory-Securities-(I)-0930144342 of the Financial Supervisory Commission, Executive Yuan
12. Article 8 amended and issued per 11 March 2004 Letter No. Taiwan-Stock-Listing-0930005248 of the Taiwan Securities Exchange Corporation; for implementation from the day of public announcement
Approved for recordation per 9 March 2004 Letter No. Taiwan-Finance-Securities-(III)-0930107986 of the Securities and Futures Commission, Ministry of Finance
11. Articles 6, 8, and 11 amended and issued per 8 January 2004 Public Announcement No. Taiwan-Stock-Listing-0930000297 of the Taiwan Securities Exchange Corporation
Approved for recordation per 31 December 2003 Letter No. Taiwan-Finance-Securities-Audit-0920158592 and per 23 June 2003 Letter No. Taiwan-Finance-Securities-(I)-0920122930 of the Securities and Futures Commission, Ministry of Finance
10. Article 5 amended and issued per 1 July 2003 Letter No. Taiwan-Stock-Listing-0920014352 of the Taiwan Securities Exchange Corporation
Approved for recordation per 23 June 2003 Letter No. Taiwan-Finance-Securities-(I)-0920122930 of the Securities and Futures Commission, Ministry of Finance
9. Article 8 amended and issued per 25 February 2003 Letter No. Taiwan-Stock-Listing-0920003469 of the Taiwan Securities Exchange Corporation; for implementation from 1 April 2003
Approved for recordation per 19 February 2003 Letter No. Taiwan-Finance-Securities-(I)-0910167969 of the Securities and Futures Commission, Ministry of Finance
8. Articles 2, 4, 5, and 6 amended and issued per 30 October 2002 Public Announcement No. (91)-Taiwan-Stock-Listing-027509 of the Taiwan Securities Exchange Corporation; for implementation from the day of public announcement
Approved for recordation per 21 October 2002 Letter No. Taiwan-Finance-Securities-(I)-0910154654 of the Securities and Futures Commission, Ministry of Finance
7. Articles 4 to 6, and 10 amended per 5 July 2002 Public Announcement No. (91) Taiwan-Stock-Secretariat-016030 of the Taiwan Stock Exchange Corporation
Approved and recorded per 2 July 2002 Letter No. Taiwan-Finance-Securities-III-0910136744 of the Securities and Futures Commission, Ministry of Finance
6. Articles 5 and 11 amended and issued per 2 May 2002 Public Announcement No. (91)-Taiwan-Stock-Listing-009457 of the Taiwan Securities Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 25 April 2002 Letter No. (91)-Taiwan-Finance-Securities-(I)-113470 of the Securities and Futures Commission, Ministry of Finance
5. Articles 5, 8, 10 and 11 amended and issued per 2 April 2001 Letter No. (90)-Taiwan-Stock-Listing-007127 of the Taiwan Securities Exchange Corporation
Approved for recordation per 28 March 2001 Letter No. (90)-Taiwan-Finance-Securities-(I)-114377 of the Securities and Futures Commission, Ministry of Finance
4. Article 8 amended and issued per 24 November 2000 Letter No. (89)-Taiwan-Stock-Listing-034422 of the Taiwan Securities Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 21 November 2000 Letter No. (89)-Taiwan-Finance-Securities-(I)-86340 of the Securities and Futures Commission, Ministry of Finance
3. Amended and issued per 8 April 1999 Public Announcement No. (88)-Taiwan-Stock-Listing-09614 of the Taiwan Securities Exchange Corporation
Approved for recordation per 3 April 1999 Letter No. (88)-Taiwan-Finance-Securities-(I)-102305-1 of the Securities and Futures Commission, Ministry of Finance
2. Amended and issued per 22 January 1997 Public Announcement No. (86)-Taiwan-Stock-Listing-01499 of the Taiwan Securities Exchange Corporation
Approved for amendment per 20 January 1997 Letter No. (86)-Taiwan-Finance-Securities-(I)-10502 of the Securities and Exchange Commission, Ministry of Finance
1. Adopted and issued per 6 September 1996 Public Announcement No. (85)-Taiwan-Stock-Listing-18584 of the Taiwan Securities Exchange Corporation
Approved per 16 August 1996 Letter No. (85)-Taiwan-Finance-Securities-(I)-40069 of the Securities and Exchange Commission, Ministry of Finance