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Article In Change | 9. Article 5 amended per 22 November 2017 Letter No. Taiwan-Stock-Intermediaries-1060021954 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 16 November 2017 Letter No. Financial-Supervisory-Securities-Firms-1060039317 of the Financial Supervisory Commission
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8. Article 7-1 amended per 21 November 2016 Letter No. Taiwan-Stock-Intermediaries-1050022471 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 16 November 2016 Letter No. Financial-Supervisory-Securities-Firms-1050046714 of the Financial Supervisory Commission
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7. Articles 5, 7, 11 and 12 amended and Article 7-1 added per 26 May 2016 Letter No. Taiwan-Stock-Intermediaries-1050008989 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 17 May 2016 Letter No. Financial-Supervisory-Securities-Firms-1050016879 of the Financial Supervisory Commission
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6. Articles 6, 7, and 10 amended and Article 3-1 added per 18 September 2014 Letter No. Taiwan-Stock-Intermediaries-1030019044 of the Taiwan Stock Exchange Corporation; for implementation from 19 September 2014
Per 15 September 2014 Letter No. Financial-Supervisory-Securities-Firms-1030020700 of the Financial Supervisory Commission
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5. Article 6 amended per 29 November 2010 Public Announcement No. Taiwan-Stock-Trading-0990035991 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 25 November 2010 Letter No. Financial-Supervisory-Securities-Firm-0990060364 of the Financial Supervisory Commission, Executive Yuan
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4. Title and articles 2 and 4 to 7 amended, and article 13 deleted per 5 January 2009 Public Announcement No. Taiwan-Stock-Trading-0970036467 of the Taiwan Stock Exchange Corporation; for immediate implementation (Original Title: TWSE Regulations Governing Securities Firms Recommending Trades in Securities to Customers)
Per 18 December 2008 Letter No. Financial-Supervisory-Securities-II-0970061206 of the Financial Supervisory Commission, Executive Yuan
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3. Article 2 amended and promulgated 1 October 2003 per Public Announcement No. Taiwan-Stock-Trading-0920201518 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement Approved for recordation 1 October 2003 per Letter No. Taiwan-Finance-Securities-VIII-0920147471 of the Securities and
Futures Commission, Ministry of Finance
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