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Laws

Title:

Standards for Determining Unsuitability for TPEx Listing under Article 10, Paragraph 1 of the Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx  CH

Announced Date: 1994.10.20
Amended Date: 2019.11.01 (Articles 1 amended,English version coming soon)
Current English version amended on 2016.10.28 
Content Article In Change32. Full text of one point (Point 3) amended per 28 October 2016 Public Announcement No. Securities-TPEx-Examination-10500312271 of the Taipei Exchange;
for enforcement from the date of public announcement Approved for recordation per 26 October 2016 Letter No. Financial-Supervisory-Securities-Corporate-1050040724 of the Financial Supervisory Commission
31. Full text of one point (Point 8 ) amended per 6 May 2016 Public Announcement No. Securities-TPEx-Examination-10500115211 of the Taipei Exchange;
for enforcement from the date of public announcement Approved for recordation per 29 April 2016 Letter No. Financial-Supervisory-Securities-Corporate-1050012522 of the Financial Supervisory Commission
Content Article In Change 30. Full text of one point (Point 7) amended per 7 July 2014 Public Announcement No. Securities-GTSM-Examination-10300176691 of the GreTai Securities Market; for implementation from the date of public announcement
Per 2 July 2014 Letter No. Financial-Supervisory-Securities-Corporate-1030025372 of the Financial Supervisory Commission
Content Article In Change 29. Full text of one point amended per 12 March 2014 Public Announcement No. Securities-GTSM-Examination-10300050031 of the GreTai Securities Market; for implementation from the date of announcement
Approved for recordation per 7 March 2014 Letter No. Financial-Supervisory-Securities-Corporate-1030006481 the Financial Supervisory Commission
Content Article In Change 28. Full text of one point amended per 30 January 2013 Public Announcement No. Securities-GTSM-Examination-1020100089 of the GreTai Securities Market; for enforcement from the fiscal year of 2013
Approved for recordation per 18 January 2013 Letter No. Financial-Supervisory-Securities-Corporate-1010056329 the Financial Supervisory Commission
Content Article In Change 27. Full text of one point (subparagraph 11 newly added, and the original subparagraph 11 accordingly adjusted to paragraph 12) amended per 4 January 2013 Public Announcement No. Securities-GTSM-Examination-1010031483 of the GreTai Securities Market; for enforcement from the date of announcement
Approved for recordation per 22 December 2012 Letter No. Financial-Supervisory-Securities-Corporate 1010056566 the Financial Supervisory Commission
Content Article In Change 26. Full text of one point (subparagraphs 1 and 8) amended per 12 November 2012 Public Announcement No. Securities-GTSM-Examination-1010025608 of the GreTai Securities Market; for enforcement from the date of announcement
Approved for recordation per 16 October 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010042274 of the Financial Supervisory Commission
Content Article In Change 25. Article 10 amended per 8 August 2011 Public Announcement No. Securities-GTSM-Examination-1000020140 of the GreTai Securities Market; for implementation from date of announcement
Approved for recordation per 29 July 2011 Letter No. Financial-Supervisory-Securities-1000031812 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 24. Full text of 1 point (paragraph 1, subparagraph 4, item 6) amended 9 September 2009 per Public Announcement No. Securities-GTSM-Examination-0980021271 of the GreTai Securities Market; for implementation from date of announcement
Approved for recordation 3 September 2009 per Letter No. Financial-Supervisory-Securities-0980044336 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 23. Full text of 1 point amended per 2 June 2008 Public Announcement No. Securities-GTSM-Examination-0970012997 of the GreTai Securities Market; for implementation from date of announcement
Approved for recordation per 27 May 2008 Letter No. Financial-Supervisory-Securities-I-0970017221 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 22. Full text of one point amended and issued per 25 April 2008 Public Announcement No. Securities-GTSM-Examination-0970008888 of the GreTai Securities Market; for implementation from date of announcement
Approved for recordation 22 April 2008 per Letter No. Financial-Supervisory-Securities-I-0970010394 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 21. Full text of one point amended and issued 24 February 2007 per Public Announcement No. Securities-GTSM-Examination-096004110 of the GreTai Securities Market; for implementation from date of announcement
Approved for recordation 13 February 2007 per Letter No. Financial-Supervisory-Securities-I-096005992 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 20. Full text of one point amended and issued 2 October 2006 per Public Announcement No. Securities-GTSM-Examination-0950024628 of the GreTai Securities Market; for implementation from 1 January 2007
Approved for recordation 7 September 2006 per Letter No. Financial-Supervisory-Securities-I-0950004312 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 19. Full text comprising Point 1 amended and promulgated 2 March 2006 per Public Announcement No. Securities-GTSM-Trading-0950004481 of the GreTai Securities Market, for implementation from the date of announcement
Approved for recordation 22 February 2006 per Letter No. Financial-Supervisory-Securities-I-0950104650 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 18. Full text comprising Point 1 amended and promulgated 12 May 2005 per Public Announcement No. Securities-GTSM-Supervision-0940012539 of the GreTai Securities Market, for implementation from the date of announcement
Approved for recordation 5 May 2005 per Letter No. Financial-Supervisory-Securities-I-0940111163 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 17. Full text comprising Point 1 amended and promulgated 10 December 2004 per Public Announcement No. (93)-Securities-GTSM-Listing-37057 of the GreTai Securities Market, for implementation from 1 January 2005
Approved for recordation 6 December 2004 per Letter No. Financial-Supervisory-Securities-I-0930154595 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 16. One point amended and promulgated in full 4 February 2004 per Public Announcement No. (93)-Securities-GTSM-Listing-01857 of the GreTai Securities Market; for implementation from the date of announcement
Approved for recordation 27 January 2004 per Letter No. Taiwan-Finance-Securities-I-0920162255 of the Securities and Futures Commission, Ministry of Finance
Content Article In Change 15. One point amended and promulgated in full 30 September 2003 per Public Announcement No. (92)-Securities-OTC-Listing-29342 of the GreTai Securities Market; for implementation from the date of announcement
Approved for recordation 23 September 2003 per Letter No. Taiwan-Finance-Securities-I-0920003895 of the Securities and Futures Commission, Ministry of Finance