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Laws

Title:

Taiwan Stock Exchange Corporation Operational Guidelines for Follow-up, Assessment, and Guidance in Regard to Securities Firm Audit Deficiencies  CH

Announced Date: 1996.02.12
Amended Date: 2002.02.01 
Categories: Market Supervision > Regulation of Securities Firms
Content Article In Change4. Approved for recordation 15 December 2001 per Letter No. (90)-Taiwan-Finance-Securities-(II)-175217 of the Securities and Futures Commission, Ministry of Finance
Articles 2 and 4 amended and issued 1 February 2002 per Public Announcement No. (91)-Taiwan-Securities-Audit-002577-1 of the Taiwan Stock Exchange Corporation, for immediate implementation
3. Approved for recordation 2 March 2001 per Letter No. (90)-Taiwan-Finance-Securities-(II)-110725 of the Securities and Futures Commission, Ministry of Finance
Articles 2, 3, and 4 amended and issued 8 March 2001 per Public Announcement No. (90)-Taiwan-Securities-Audit-004915 of the Taiwan Stock Exchange Corporation, for immediate implementation
2. Approved for recordation 20 March 1998 per Letter No. (87)-Taiwan-Finance-Securities-(II)-21710 of the Securities and Futures Commission, Ministry of Finance
Articles 3 and 4 amended and issued 30 March 1998 per Letter No. (87)-Taiwan-Securities-Audit-07257 of the Taiwan Stock Exchange Corporation
1. Approved for recordation per 5 February 1996 Letter No. (85)-Taiwan-Finance-Securities-(II)-00330 of the Securities and Exchange Commission, Ministry of Finance and 8 February 1996 Letter No. (85) Taiwan-Finance-Securities-(II)-12663 of the Securities and Exchange Commission, Ministry of Finance
Adopted and issued 12 February 1996 per Public Announcement No. (85)-Taiwan-Securities-Audit-02212 of the Taiwan Stock Exchange Corporation