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Laws

Title:

Audit Content and Disposition Standards for Securities Subscription Operations of Securities Firms  CH

Announced Date: 1911.00.00
Amended Date: 2000.10.27 
Categories: Market Supervision > Regulation of Securities Firms
Content Article In Change6. Full text amended per 27 October 2000 Letter No. Taiwan-Stock-Listing-Jiao-031174 of the Taiwan Stock Exchange Corporation
Approved for recordation per 23 October 2000 Letter No. Taiwan-Finance-Securities-II-84679 of the Securities and Futures Commission, Ministry of Finance
5. Full text and title amended per 19 September 2000 Letter No. Taiwan-Stock-Listing-Jiao-026408 of the Taiwan Stock Exchange Corporation (original title: Audit Content and Allocation Standards for Securities Subscription Operations of Securities Firms).
Approved for recordation per 6 September 2000 Letter No. Taiwan-Finance-Securities-II-66196 of the Securities and Futures Commission, Ministry of Finance
4. Full text of Article 2, and Article 3, paragraph 4 amended per 26 January 2000 Letter No. Taiwan-Stock-Listing-Jiao-001926 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 21 January 2000 Letter No. Taiwan-Finance-Securities-II-11523 of the Securities and Futures Commission, Ministry of Finance
3. Full text of Articles 1 ~ 6 published per 8 July 1999 Letter No. Taiwan-Stock-Listing-Jiao-20321 of the Taiwan Stock Exchange Corporation
Approved for recordation per 29 June 1999 Letter No. Taiwan-Finance-Securities-II-59637 of the Securities and Futures Commission, Ministry of Finance
2. Full text of Article 6 amended per 15 October 1998 Letter No. Taiwan-Stock-Listing-Jiao-33820 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 8 October 1998 Letter No. Taiwan-Finance-Securities-II-82110 of the Securities and Futures Commission, Ministry of Finance
1.