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Laws

Title:

Table of Mandatory Preservation Periods for Accounts, Statements, Vouchers, and Certificates of Securities Firms  CH

Announced Date: 1911.00.00
Amended Date: 2012.07.04 
Categories: Market Supervision > Regulation of Securities Firms
Content Article In Change4.Points 1 amended per 4 July 2012 Public Announcement No. Taiwan-Stock-Listing-Ji-1010503320 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved per 3 July 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010026295 of the Financial Supervisory Commission, Executive Yuan
3.Points 1 amended per 14 February 2008 Public Announcement No. Taiwan-Stock-Trading-0970003501 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 5 February 2008 Letter No. Financial-Supervisory-Securities-SITC-0970004776 of the Financial Supervisory Commission
2.Promulgated per 24 July 1996 Public Announcement (85) No. Taiwan-Stock-Listing-Ji-14511 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Approved for recordation per 15 July 1996 Letter No. Financial-Supervisory-Securities-Corporate-39616 of the Financial Supervisory Commission, Executive Yuan
1.