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Laws

Title:

Taipei Exchange Procedures and Specific Standards for Determining the Eligibility of Securities for Margin Purchase and Short Sale Transactions  CH

Announced Date: 1998.12.31
Amended Date: 2016.12.30 (English version coming soon)
Current English version amended on 2013.03.15 
Content Article In Change13.Revised paragraph 2 under Announcement No. Securities-GTSM-Trading-1020004350 issued by GTSM on 15 March 2013; implemented on the day of announcement
Per 7 March 2013 Letter No. Financial-Supervisory-Securities-SITC-10200032001 of the Financial Supervisory Commission
12.Revised paragraph 2 under Announcement No. Securities-GTSM-Trading-1010020108 issued by GTSM on 24 August 2012; with the exception of clause 1, item 5, which was implemented from 2 January 2013, all other amendments were implemented with immediate effect
Per 17 August 2012 Letter No. Financial-Supervisory-Securities-SITC-1010035918 of the Financial Supervisory Commission
11.Revised paragraphs 2 and 7 under Announcement No. Securities-GTSM-Auditing-1000032863 issued by GTSM on 13 December 2011; implemented on 1 January 2012
Approved for recordation per Letter No. Financial-Supervisory-Securities-Issue-10000523711 issued by the Financial Supervisory Commission, Executive Yuan on 6 December 2011
10.Revised and promulgated paragraph 7 under Announcement No. Securities-GTSM-Trading-0990030071 issued by GTSM on 3 December 2010; and was implemented on January 3, 2011, to accommodate changes to GTSM's computer system
Per 1 December 2010 Letter No. Financial-Supervisory-Securities-SITC-0990062132 of the Financial Supervisory Commission, Executive Yuan
9.Revised and promulgated paragraph 2 under Announcement No. Securities-GTSM-Trading-0990021393 issued by GTSM on 30 August 2010; for immediate implementation
Per 27 August 2010 Letter No. Financial-Supervisory-Securities-SITC-0990046038 of the Financial Supervisory Commission, Executive Yuan
8.Revised paragraphs 1, 2 and 4 to 7 under Announcement No. Securities-GTSM-Trading-0960306106 issued by GTSM on 8 November 2007; for immediate implementation
Approved for recordation per Letter No. Financial-Supervisory-Securities-4-0960058280 issued by the Financial Supervisory Commission, Executive Yuan on 30 October 2007
7.Revised paragraphs 1 and 7 under Announcement No. Securities-GTSM-Trading-0960009961 issued by GTSM on 16 April 2007; for implementation from date of promulgation
Approved for recordation per Letter No. Financial-Supervisory-Securities-4-0960012255 issued by the Financial Supervisory Commission, Executive Yuan on 12 April 2007
6.Revised paragraphs 1 and 8 under Announcement No. Securities-GTSM-Trading-0940000855 issued by GTSM on 14 January 2005;
Acknowledged under Notice No. Financial-Supervisory-Securities-4-0940100318 issued by Financial Supervisory Commission, Executive Yuan, on 7 January 2005
5.Revised paragraphs 2 and 7 under Announcement No. 2004-Securities-GTSM-Trading-33388 issued by GTSM on 4 November 2004; and was implemented on November 5, 2004
Revised under Notice No. Financial-Supervisory-Securities-4-0930148522 issued by Financial Supervisory Commission, Executive Yuan, on 6 October 2004
4.Revised paragraph 2 under announcement No. 2002-Securities-GTSM-Trading-20479 issued by GTSM on 24 May 2002; for immediate implementation
Approved for recordation under Notice No. 2002-Taiwan-Finance-Securities-4-128489 issued by the Securities and Exchange Commission, Ministry of Finance, on 20 May 2002
3.Revised paragraphs 1, 2 and 7 under Announcement No. 2001-Securities-GTSM-Trading-47161 issued by GTSM on 17 December 2001; added paragraph 8; changed existing paragraph 8 to paragraph 9; for immediate implementation
Approved for recordation under Notice No. 2001-Taiwan-Finance-Securities-4-174442 issued by the Securities and Exchange Commission, Ministry of Finance, on 11 December 2001
2.Revised paragraph 8 under Notice No. 2000-Taiwan-Finance-Securities-4-28037 issued by GTSM on 6 April 2000
1.Promulgated under Announcement No. 1998-Securities-GTSM-Trading-37958 issued by GTSM on 31 December 1998;
Notice No. 1998-Taiwan-Finance-Securities-4-109597 issued by the Securities and Exchange Commission, Ministry of Finance, on 31 December 1998