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Laws

Title：

Taiwan Stock Exchange Corporation Rules Governing the Particulars to be Recorded in Prospectuses for Initial Securities Listing Applications  CH

Announced Date： 2002.12.17
Amended Date： 2024.08.09 (Articles 6 amended,English version coming soon)
Current English version amended on 2023.11.29 
Categories： Primary Market > Review
Article Content Content Search Article No. Search Legal Basis Amended Article Attachment Legislative History Chinese
Content Article In Change33.Articles 4, 6, and 9 amended per 29 November 2023 Letter No. Taiwan-Stock-Listing-I-1120022321 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement.
Approved for recordation per 27 November 2023 Letter No. Financial-Supervisory-Securities-Corporate-1120359162 of the Financial Supervisory Commission
Content Article In Change 32.Articles 8 and 11 amended per 23 March 2023 Letter No. Taiwan-Stock-Listing-II-1120004793 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement.
Approved for recordation per 22 March 2023 Letter No. Financial-Supervisory-Securities-Corporate-1120335886 of the Financial Supervisory Commission
Content Article In Change 31.Article 4 amended per 21 September 2022 Letter No. Taiwan-Stock-Listing-II-1110018799 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement.
Approved for recordation per 20 September 2022 Letter No. Financial-Supervisory-Securities-Corporate-1110348833 of the Financial Supervisory Commission
Content Article In Change 30.Article 11 amended per 13 July 2022 Letter No. Taiwan-Stock-Listing-I-1110013421 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Approved for recordation per 8 July 2022 Letter No. Financial-Supervisory-Securities-Corporate-1110138998 of the Financial Supervisory Commission
Content Article In Change 29.Articles 4 amended per 5 May 2021 Public Announcement No. Taiwan-Stock-Listing-II-1100008067 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Approved for recordation per 3 May 2021 Letter No. Financial-Supervisory-Securities-Corporate-11001359251 of the Financial Supervisory Commission
Content Article In Change 28.Articles 2, 4, 6~11 amended per 31 March 2021 Public Announcement No. Taiwan-Stock-Listing-II-1100005558 of the Taiwan Stock Exchange Corporation; for implementation from the date of announcement
Approved for recordation per 30 March 2021 Letter No. Financial-Supervisory-Securities-Corporate-1100334644 of the Financial Supervisory Commission
Content Article In Change 27.Article 6 amended per 8 December 2020 Public Announcement Taiwan-Stock-Listing-II-1090022592 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 2 December 2020 Letter No. Financial-Supervisory-Securities-Corporate-1090147634 of the Financial Supervisory Commission
Content Article In Change 26.Articles 11 and 12 amended per 29 January 2019 Public Announcement No. Taiwan-Stock-Listing-I-1080001624 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved and acknowledged per 24 January 2019 Letter No. Financial-Supervisory-Securities-Auditing-10701219291 of the Financial Supervisory Commission
Content Article In Change 25.Articles 11 and 12 amended per 29 January 2019 Public Announcement No. Taiwan-Stock-Listing-II-1080001624 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved and acknowledged per 24 January 2019 Letter No. Financial-Supervisory-Securities-Corporate-10701219291 of the Financial Supervisory Commission.
Content Article In Change 24.Articles 4 and 9 amended per 31 March 2018 Public Announcement No. Taiwan-Stock-Listing-I-1071801296 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved and acknowledged per 23 March 2018 Letter No. Financial-Supervisory-Securities-Corporate-1070105524 of the Financial Supervisory Commission.
Content Article In Change 23.Articles 7 and 11 amended per 11 August 2017 Public Announcement No. Taiwan-Stock-Listing-I-1061803747 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2018.
Approved and acknowledged per 10 August 2017 Letter No. Financial-Supervisory-Securities-Corporate-1060025120 of the Financial Supervisory Commission.
Content Article In Change 22.Articles 4, 5 and 9 amended on 25 January 2016 per Letter No. Taiwan-Stock-Listing-I-1050001359 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 21 January 2016, Letter No. Financial-Supervisory-Securities-Corporate-1050001307, and per 22 December 2015, Letter No. Financial-Supervisory-Securities-Corporate-1040049305, of the Financial Supervisory Commission.
Content Article In Change 21.Title and Articles 3, 9 and 13 amended, and Articles 15 and 16 deleted, on 23 June 2015 per Letter No. Taiwan-Stock-Listing-I-1040011843 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement (former title: Taiwan Stock Exchange Corporation Rules Governing the Particulars to be Recorded in Prospectuses for Use in Initial Securities Listing Applications).
Approved for recordation per 18 June 2015, Letter No. Financial-Supervisory-Securities-Corporate-1040021905 of the Financial Supervisory Commission.
Content Article In Change 20.Articles 4 and 11 amended on 16 October 2014, per Public Announcement No. Taiwan-Stock-Listing-II-1030021419 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 14 October 2014, Letter No. Financial-Supervisory-Securities-Corporate-1030039394 of the Financial Supervisory Commission.
19.Article 11 amended on 22 August 2014, per Public Announcement No. Taiwan-Stock-Listing-I-1030017365 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 21 August 2014, Letter No. Financial-Supervisory-Securities-Corporate-1030028350 of the Financial Supervisory Commission.
18.Article 10 amended on 24 July 2013, per Public Announcement No. Taiwan-Stock-Listing-I-1020014936 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 23 July 2013, Letter No. Financial-Supervisory-Securities-Corporate-1020025757 of the Financial Supervisory Commission.
17.Articles 2, 3, 5, 6, 9 to 12, 15 and 16 amended on 23 January 2013, per Public Announcement No. Taiwan-Stock-Listing-I-1020001320 of the Taiwan Stock Exchange Corporation; for application from the fiscal year of 2013.
Approved for recordation per 18 January 2013, Letter No. Financial-Supervisory-Securities-Corporate-1010056937 of the Financial Supervisory Commission.
16.Article 2 amended on 19 October 2012, per Public Announcement No. Taiwan-Stock-Listing-II-1010023496 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 16 October 2012, Letter No. Financial-Supervisory-Securities-Corporate-1010046550 of the Financial Supervisory Commission.
15.Articles 2, 6 and 7 amended on 30 March 2012, per Public Announcement No. Taiwan-Stock-Listing-II-1010006584 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 29 March 2012, Letter No. Financial-Supervisory-Securities-Corporate-1010010737 of the Financial Supervisory Commission, Executive Yuan.
14.Articles 2 and 6 amended on 9 December 2011, per Public Announcement No. Taiwan-Stock-Listing-II-1000038488 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2012.
Approved for recordation per 6 December 2011, Letter No. Financial-Supervisory-Securities-Corporate-1000052371 of the Financial Supervisory Commission, Executive Yuan.
13.Articles 4-1 added on 1 March 2011, per Public Announcement No. Taiwan-Stock-Listing-I-1000005238 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 21 February 2011, Letter No. Financial-Supervisory-Securities-Corporate-1000007120 of the Financial Supervisory Commission, Executive Yuan.
12.Articles 3, 15 and 16 amended on 19 November 2010, per Public Announcement No. Taiwan-Stock-Listing-0990034671 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 12 November 2010, Letter No. Financial-Supervisory-Securities-Corporate-0990060734 of the Financial Supervisory Commission, Executive Yuan.
11.Articles 4 and 6 amended on 14 May 2009, per Public Announcement No. Taiwan-Stock-Listing-0980009902 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 11 May 2009, Letter No. Financial-Supervisory-Securities-I-0980015653 of the Financial Supervisory Commission, Executive Yuan.
10.Articles 4, 5, 7, 8 and 9 amended on 17 January 2009, per Public Announcement No. Taiwan-Stock-Listing-0980001045 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
9.Articles 2, 4 and 6 to 13 amended on 30 October 2008, per Public Announcement No. Taiwan-Stock-Listing-0970031753 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 24 October 2008, Letter No. Financial-Supervisory-Securities-I-0970050859 of the Financial Supervisory Commission, Executive Yuan.
8.Article 10 amended on 10 March 2008, per Public Announcement No. Taiwan-Stock-Listing-0970005258 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 29 February 2008, Letter No. Financial-Supervisory-Securities-VI-0970007344 of the Financial Supervisory Commission, Executive Yuan.
7.Article 10 amended on 6 July 2006, per Public Announcement No. Taiwan-Stock-Listing-0950015433 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 30 June 2006, Letter No. Financial-Supervisory-Securities-I-0950123824 of the Financial Supervisory Commission, Executive Yuan.
6.Articles 3 to 8, 10, 11, 15, 16 amended and Articles 12 and 14 deleted on 30 December 2004, per Public Announcement No. Taiwan-Stock-Listing-0930034018 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2005.
Approved for recordation per 24 December 2004, Letter No. Financial-Supervisory-Securities-I-0930157574 of the Financial Supervisory Commission, Executive Yuan.
5.Article 2 amended on 3 August 2004, per Public Announcement No. Taiwan-Stock-Secretariat-0930019661 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 19 July 2004, Letter No. Financial-Supervisory-Securities-I-0930130654 of the Financial Supervisory Commission, Executive Yuan.
4.Articles 2, 3, 13 to 15 amended and Articles 16 and 17 added on 31 December 2003, per Public Announcement No. Taiwan-Stock-Listing-0920032651 of the Taiwan Stock Exchange Corporation; for implementation from 1 January 2004.
Approved for recordation per 30 December 2003, Letter No. Taiwan-Finance-Securities-I-0920161269 of the Securities and Futures Commission, Ministry of Finance.
3.Articles 2, 4 to 14 amended on 9 May 2003, per Public Announcement No. Taiwan-Stock-Listing-0920009278 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 30 April 2003, Letter No. Taiwan-Finance-Securities-I-0920111197 of the Securities and Futures Commission, Ministry of Finance.
2.Full text of 15 articles adopted and promulgated on 4 April 2003, per Public Announcement No. Taiwan-Stock-Listing-0920006215 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 26 March 2003, Letter No. Taiwan-Finance-Securities-VI-0920106221 of the Securities and Futures Commission, Ministry of Finance.
1.Full text of 14 articles adopted and promulgated on 17 December 2002, per Public Announcement No. 2002-Taiwan-Stock-Listing-031675 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 12 December 2002, Letter No. Taiwan-Finance-Securities-I-0910006138 of the Securities and Futures Commission, Ministry of Finance.