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Laws

Title:

Taiwan Stock Exchange Corporation Directions for Securities Firms Handling Changes to Trading Category  CH

Announced Date: 2003.01.22
Amended Date: 2015.12.24 
Categories: Securities Exchange Market > Trading > Securities Transaction
Content Article In Change10.Article 2 amended per 24 December 2015 Letter No. Taiwan-Stock-Trading-1040026182 of the Taiwan Stock Exchange Corporation; for immediate implementation.
Approved for recordation per 24 December 2015 Letter No. Financial-Supervisory-Securities-Firms-1040051015 of the Financial Supervisory Commission.
Content Article In Change 9.Article 2 amended per 3 January 2014 Letter No. Taiwan-Stock-Trading-1030000204 of the Taiwan Stock Exchange Corporation; for implementation from 6 January 2014.
3 January 2014 Letter No. Financial-Supervisory-Securities-Trading-1020053522 of the Financial Supervisory Commission.
8.Article 2 amended per 5 November 2013 Letter No. Taiwan-Stock-Trading-1020022743 of the Taiwan Stock Exchange Corporation; for implementation from 6 January 2014.
31 October 2013 Letter No. Financial-Supervisory-Securities-Firms-1020042527 of the Financial Supervisory Commission.
7.Article 2 amended per 31 August 2012 Letter No. Taiwan-Stock-Trading-1010206070 of the Taiwan Stock Exchange Corporation; for implementation from 17 December 2012.
Approved per 16 August 2012 Letter No. Financial-Supervisory-Securities-Firms-1010032187 of the Financial Supervisory Commission.
6.Article 4 amended per 11 March 2009 Letter No. Taiwan-Stock-Trading- 0980004647 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
Approved for recordation per 9 March 2009 Letter No. Financial-Supervisory-Securities-II-0980008666 of the Financial Supervisory Commission, Executive Yuan.
5.Article 4 amended per 9 May 2008 Letter No. Taiwan-Stock-Trading- 0970011444 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement.
6 May 2008 Letter No. Financial-Supervisory-Securities-III-0970017996 of the Financial Supervisory Commission, Executive Yuan.
4.Article 2 amended per 5 March 2007 Letter No. Taiwan-Stock-Trading- 0960004687 of the Taiwan Stock Exchange Corporation; for implementation from 28 May 2007.
26 February 2007 Letter No. Financial-Supervisory-Securities-IV-0960003390 of the Financial Supervisory Commission, Executive Yuan.
3.Article 2 amended per 20 June 2005 Letter No. Taiwan-Stock-Trading- 0940016444 of the Taiwan Stock Exchange Corporation; for implementation from 27 June 2005.
17 June 2005 Letter No. Financial-Supervisory-Securities-III-0940124120 of the Financial Supervisory Commission, Executive Yuan.
2.Full text of five articles and title amended and announced per 31 December 2004 Letter No. Taiwan-Stock-Trading-0930030694 of the Taiwan Stock Exchange Corporation; for implementation from 1 March 2005 (original title: Taiwan Stock Exchange Corporation Directions for Securities Firms Handling or Acting as Agents for Trading Category Changes of Securities Trading Margin Purchase and Short Sale Operations).
Approved for recordation per 22 November 2004 Letter No. Financial-Supervisory-Securities-IV-0930151712 of the Financial Supervisory Commission, Executive Yuan..
1.Full text of five articles adopted and promulgated per 22 January 2003 Letter No. Taiwan-Stock-Trading-09202001141 of the Taiwan Stock Exchange Corporation; implementation from 1 March 2003.
Approved for recordation per 16 September 2002 Letters No. Taiwan-Financial-Securities-IV-0910144935 and No. Taiwan-Financial-Securities-IV-09200166393 of the Securities and Futures Commission, Ministry of Finance.