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Laws

Title:

Taiwan Stock Exchange Corporation Guidelines for Creation and Redemption of Beneficial Certificates  CH

Announced Date: 2003.06.13
Amended Date: 2018.10.15 
Categories: Securities Exchange Market > Trading > Beneficial Certificates
Content Article In Change19. Article 5 amended per 15 October 2018 Letter No. Taiwan-Stock-Trading-1070020029 of the Taiwan Stock Exchange Corporation; for implementation from 12 November 2018
Per 11 October 2018 Letter No. Financial-Supervisory-Securities-SITC-1070334713 of the Financial Supervisory Commission
Content Article In Change 18. Article 5 amended per 19 June 2017 Letter No. Taiwan-Stock-Trading-1060010282 of the Taiwan Stock Exchange Corporation; for implementation from 10 July 2017
Per 8 June 2017 Letter No. Financial-Supervisory-Securities-SITC-1060021313 of the Financial Supervisory Commission
Content Article In Change 17. Articles 3, 4, 6 and 7 amended per 9 May 2017 Letter No. Taiwan-Stock-Trading-1060007534 of the Taiwan Stock Exchange Corporation; for implementation from 15 May 2017
Per 1 May 2017 Letter No. Financial-Supervisory-Securities-SITC-1060013039 of the Financial Supervisory Commission
Content Article In Change 16. Articles 2 ~ 6 amended, and Article 7 added, per 8 February 2017 Letter No. Taiwan-Stock-Trading-1060001673 of the Taiwan Stock Exchange Corporation; for implementation from 1 March 2017
Per 26 January 2017 Letter No. Financial-Supervisory-Securities-SITC-1050051674 of the Financial Supervisory Commission
15. Articles 3 and 4 amended per 8 November 2016 Letter No. Taiwan-Stock-Trading-1050021465 of the Taiwan Stock Exchange Corporation; for implementation from 16 January 2017
Approved per 2 November 2016 Letter No. Financial-Supervisory-Securities-SITC-1050039645 of the Financial Supervisory Commission
Content Article In Change 14. Points 2 and 5 amended per 3 June 2016 Letter No. Taiwan-Stock-Trading-1050009905 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 31 May 2016 Letter No. Financial-Supervisory-Securities-Futures-1050021097 of the Financial Supervisory Commission
Content Article In Change 13. Full text of 6 points amended per 8 March 2016 Letter No. Taiwan-Stock-Trading- 1050002539 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 16 February 2016 Letter No. Financial-Supervisory-SITC-1040051559 of the Financial Supervisory Commission
12. Point 2 amended per 22 October 2015 Letter No. Taiwan-Stock-Trading- 1040021393 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 16 October 2015 Letter No. Financial-Supervisory-SITC-1040038833 of the Financial Supervisory Commission
11. Point 1, 3-5 amended per April 7 2015 Letter No. Taiwan-Stock-Trading-1040005502 of the Taiwan Stock Exchange Corporation; for immediate implementation
Per 26 March 2015 Letter No. Financial-Supervisory-Securities- 1040006526 of the Financial Supervisory Commission
Content Article In Change 10. Title and points 2 and 5 amended per 10 September 2014 Letter No. Taiwan-Stock-Trading-1030206239 of the Taiwan Stock Exchange Corporation; for implementation from 15 September 2014
  Per 1 September 2014 Letter No. Financial-Supervisory-Securities-SITC-1030032587 of the Financial Supervisory Commission
Content Article In Change 9. Title and points 2, 5, and 6 amended per 4 July 2014 Letter No. Taiwan-Stock-Trading-1030204240 of the Taiwan Stock Exchange Corporation; for immediate implementation (former title: Taiwan Stock Exchange Corporation Guidelines for Creation and Redemption of Exchange Traded Funds)
  Per 12 June 2014 Letter No. Financial-Supervisory-Securities-Futures-1030016524 of the Financial Supervisory Commission
Content Article In Change 8. Name and points 2 and 4 amended per 19 August 2011 Public Announcement No. Taiwan-Stock-Trading-1000205699 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement (original name: Taiwan Stock Exchange Corporation Guidelines for Creation/Redemption of Exchange Traded Funds)
Per 17 August 2011 Letter No. Financial-Supervisory-Securities-Investment-1000037282 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 7. Points 2 to 5 amended and Point 6 deleted per 6 July 2009 Public Announcement No. Taiwan-Stock-Trading-0980204243 of the Taiwan Stock Exchange Corporation; for implementation from 13 July 2009
Per 25 June 2009 Letter No. Financial-Supervisory-Securities-Investment-0980028013 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 6. Point 3 amended 3 September 2008 per Public Announcement No. Taiwan-Stock-Trading-0960013792 of the Taiwan Stock Exchange Corporation; the estimated implementation date will be on the first trading day following the Chinese New Year in 2009. To be in coordination with computer system change, the actual implementation date will be separately announced
Per 28 August 2008 Letter No. Financial-Supervisory-Securities-III-0970042725 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 5. Point3 amended and issued 18 February 2008 per Public Announcement No. Taiwan-Stock-Clearing-0970300188 of the Taiwan Stock Exchange Corporation; for implementation from the date of public announcement
Per 5 February 2008 Letter No. Financial-Supervisory-Securities-IV-0970003286 of the Financial Supervisory Commission, Executive Yuan
4. Full text of 6 Points amended and issued 6 June 2007 per Public Announcement No. Taiwan-Stock-Trading-0960013792 of the Taiwan Stock Exchange Corporation; for implementation from 29 October 2007 (original title: Taiwan Stock Exchange Corporation Guidelines for In-kind Creation/Redemption of Exchange Traded Fund)
Per 11 May 2007 Letter No. Financial-Supervisory-Securities-IV-0960011434 and processed 1 June 2007 per Letter No. Financial-Supervisory-Securities-IV-0960029087 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 3. Point 3 amended and promulgated 21 April 2006 per Public Announcement No. Taiwan-Stock-Trading-0950200524 of the Taiwan Stock Exchange Corporation, for implementation from 2 May 2006
Approved for recordation 9 March 2006 per Letter No. Financial-Supervisory-Securities-IV-0940161213 of the Financial Supervisory Commission, Executive Yuan