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Rules Governing the Particulars to be Recorded in the Contract for Recommendations by Securities Firms to Customers for Securities Trading  CH

Announced Date: 2003.07.31
Amended Date: 2016.05.26 
Categories: Market Supervision > Regulation of Securities Firms
Content Article In Change2.Articles 1 and 3 amended per 26 May 2016 Letter No. Taiwan-Stock-Intermediaries-1050008989 of the Taiwan Stock Exchange Corporation, for immediate implementation
Approved per 17 May 2016 Letter No. Financial-Supervisory-Securities-Firms-1050016879 of the Securities and Futures Commission
Content 1. Full text of three articles amended and promulgated per 31 July 2003 Letter No. Taiwan-Stock-Trading-0920201181 of the Taiwan Stock Exchange Corporation, for implementation from the date of announcement
Approved for recordation per 26 November 2002 Letter No. Taiwan-Finance-Securities-II-0910158565 and 11 July 2003 Letter No. Taiwan-Finance-Securities-II-0920130803 of the Securities and Futures Commission, Ministry of Finance