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Laws

Title：

Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms  CH

Announced Date： 2006.06.12
Amended Date： 2024.08.19 
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Content Article In Change6. Articles 8, 9, 14, and 18 amended issued and Article 7-1 added per 19 August 2024 Order No. Financial-Supervisory- Securities-Firms-1130384044 of the Financial Supervisory Commission
Content Article In Change 5. Articles 2, 7, 8, 10, 11, 16, 17, and 19 amended and issued per 15 September 2015 Order No. Financial-Supervisory- Securities-Firms-1040030808 of the Financial Supervisory Commission; for implementation from 30 November 2015
Content Article In Change 4. Articles 3, 8, and 16 amended and issued per 21 January 2015 Order No. Financial-Supervisory-Securities-Firms-1030052223 of the Financial Supervisory Commission
Content Article In Change 3. Article 8 amended and issued per 22 July 2009 Order No. Financial-Supervisory-Securities-SITC-0980036050 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 2. Article 16 amended and issued per 6 March 2007 Order No. Financial-Supervisory-Securities-II-0960008172 of the Financial Supervisory Commission, Executive Yuan
Content 1. Full text of 19 articles adopted and issued per 12 June 2006 Order No. Financial-Supervisory-Securities-II-0950002731 of the Financial Supervisory Commission, Executive Yuan