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Laws

Title：

Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers  CH

Announced Date： 2008.02.19
Amended Date： 2015.01.21 
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Content Article In Change4. Article 6 amended and issued per 21 January 2015 Order No. Financial-Supervisory-Securities-Firms-1030052223 of the Financial Supervisory Commission
Content Article In Change 3. Articles 6, 11, 22, and 23 amended and issued per 29 May 2014 Order No. Financial-Supervisory-Securities-Firms-10300133222 of the Financial Supervisory Commission
Content Article In Change 2. Full text of 24 articles amended and issued per 27 January 2010 Order No. Financial-Supervisory-Securities-Firms-0990003320 of the Financial Supervisory Commission, Executive Yuan; for enforcement from the date of issuance
Content 1. Full text of 23 articles adopted and issued per 19 February 2008 Order No. Financial-Supervisory-Securities-II-0970004485 of the Financial Supervisory Commission, Executive Yuan; for enforcement from the date of issuance