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Laws

Title:

Rules Governing the Proprietary Trading of Foreign Bonds by Securities Firms  CH

Announced Date: 2008.04.23
Amended Date: 2020.09.15 (Articles 1, 4, 5-1, 6, 6-1, 6-2, 6-3, 7, 16 amended,English version coming soon)
Current English version amended on 2018.11.12 
Content Article In Change12. Article 16-1 added per 12 November 2018 Public Announcement No. Securities-TPEx-Bond-10700524671 of the Taipei Exchange;
for implementation from 12 November 2018 Per 8 November 2018 Letter No. Financial-Supervisory-Securities-Firms-1070117306 of the Financial Supervisory Commission
11. Articles 4 to 7 and 16 amended per 15 March 2018 Public Announcement No. Securities-TPEx-Bond-10700051221 of the Taipei Exchange;
for implementation from the date of announcement Per 9 March 2018 Letter No. Financial-Supervisory-Securities-Firms-1070104148 of the Financial Supervisory Commission
10. Article 6 amended per 19 October 2016 Letter No. Securities-TPEx-Bond-10500302642 of the Taipei Exchange;
for implementation from the date of announcement Per 13 October 2016 Letter No. Financial-Supervisory-Securities-Firms-1050040489 of the Financial Supervisory Commission
9. Article 6 amended per 20 July 2015 Letter No. Securities-TPEx-Bond-10400200812 of the Taipei Exchange Per 15 July 2015 Letter No. Financial-Supervisory-Securities-Firms-1040026048 of the Financial Supervisory Commission
8. Article 5 amended per 13 March 2015 Public Announcement No. Securities-TPEx-Bond-10404001002 of the Taipei Exchange Per 5 March 2015 Letter No. Financial-Supervisory-Securities-Firms-10400000251 of the Financial Supervisory Commission
7. Articles 6 and 16 amended per 29 December 2014 Public Announcement No. Securities-TPEx-Bond-10300350262 of the Taipei Exchange;
for implementation from the date of announcement Per 22 December 2014 Letter No. Financial-Supervisory-Securities-Firms-1030049836 of the Financial Supervisory Commission
6. Articles 8 and 9 amended per 29 September 2014 Public Announcement No. Securities-TPEx-Bond-10300261711 of the Taipei Exchange;
for implementation from the date of announcement Per 24 September 2014 Letter No. Financial-Supervisory-Securities-Firms-1030035819 of the Financial Supervisory Commission
5. Article 6 amended per 1 August 2014 Public Announcement No. Securities-TPEx-Bond-10304005011 of the Taipei Exchange;
for implementation from the date of announcement Per 1 August 2014 Letter No. Financial-Supervisory-Securities-Firms-1030030396 of the Financial Supervisory Commission
4. Article 5 amended per 13 March 2014 Public Announcement No. Securities-TPEx-Bond-10300051421 of the Taipei Exchange;
for implementation from the date of announcement Per 11 March 2014 Letter No. Financial-Supervisory-Securities-Firms-1030004633 of the Financial Supervisory Commission
Content Article In Change 3.Revised paragraph 1~3,5,6 under Announcement No. Securities-GTSM-Bond-1020026061 issued by GTSM on 16 October 2013; for immediate implementation
Letter No. Financial-Supervisory-Securities-Firm-10200387903 issued by Financial Supervisory Commission on 15 October 2013
Content Article In Change 2.Article 6 amended and issued per 26 October 2009 Public Announcement No. Securities-GTSM-Bond-0980400503 of the GreTai Securities Market; for implementation from the date of public announcement
Approved for recordation per 21 October 2009 Letter No. Financial-Supervisory-Securities-Trading-0980056696 of the Financial Supervisory Commission, Executive Yuan
1.Full text of 19 Articles amended and issued per 23 April 2008 Public Announcement No. Securities-GTSM-Bond-0970008155 of the GreTai Securities Market; for implementation from the date of public announcement
Approved for recordation per 15 April 2008 Letter No. Financial-Supervisory-Securities-II-0970009700 of the Financial Supervisory Commission, Executive Yuan