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Laws

Title：

Directions for Securities Firms Engaging Futures Commission Merchants to Operate Securities Introducing Broker Business  CH

Announced Date： 2009.12.30
Amended Date： 2014.10.29 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Amended Article Legislative History Chinese
Content Article In Change2.Articles 2 ~ 4 amended per 29 October 2014 Letter No. Taiwan-Stock-Intermediaries-1030022451 of the Taiwan Stock Exchange Corporation; for implementation from the date of promulgation
Per 27 October 2014 Letter No. Financial-Supervisory-Securities-Firms-1030042560 of the Financial Supervisory Commission
Content 1.5 Articles stipulated per 30 December 2009 Letter No. Taiwan-Stock-Listing--0980208658 of the Taiwan Stock Exchange Corporation;
for implementation from the date of announcement per 25 December 2009 Letter No. Financial-Supervisory-Securities-Firms-0980064580 of the Financial Supervisory Commission, Executive Yuan