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Laws

Title：

Taiwan Stock Exchange Corporation (the "TWSE") Procedures for Inquiries Regarding Account Opening and Trading Data of Employees of Securities Investment Trust/Consulting Enterprises and Their Spouses and Minor Children  CH

Announced Date： 2013.11.20
Amended Date： 2023.11.29 (Articles 4 amended,English version coming soon)
Current English version amended on 2022.06.02 
Categories： Securities Exchange Market > Trading > Securities Transaction
Article Content Content Search Article No. Search Amended Article Attachment Legislative History Chinese
Content Article In Change9. Articles 2~4 amended per 2 June 2022 Letter No. Taiwan-Stock-Recommendation-1110009725 of the Taiwan Stock Exchange Corporation; for implementation on 20 June 2022
Approved for recordation per 18 May 2022 Letter No Financial-Supervisory-Securities-SITC-1110335176 of the Financial Supervisory Commission
Content Article In Change 8. Articles 2~4 amended per 12 July 2021 Letter No. Taiwan-Stock-Recommendation-1100012919 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 7 July 2021 Letter No. Financial-Supervisory-Securities-SITC-1100140230 of the Financial Supervisory Commission
Content Article In Change 7. Full text of six articles amended per 10 June 2020 Letter No. Taiwan-Stock-Recommendation-1090010070 of the Taiwan Stock Exchange Corporation
Approved for recordation per 8 June 2020 Letter No. Financial-Supervisory-Securities-SITC-1090342660 of the Financial Supervisory Commission
Content Article In Change 6. Full text of six articles amended per 19 October 2018 Letter No. Taiwan-Stock-Recommendation-1070020552 of the Taiwan Stock Exchange Corporation
Approved for recordation per 18 October 2018 Letter No. Financial-Supervisory-Securities-SITC-1070118692 of the Financial Supervisory Commission
Content Article In Change 5. Full text of six articles amended per 27 July 2018 Letter No. Taiwan-Stock-Recommendation-1070014427 of the Taiwan Stock Exchange Corporation
Approved for recordation per 25 July 2018 Letter No. Financial-Supervisory-Securities-SITC-10070113662 of the Financial Supervisory Commission
Content Article In Change 4. Articles 2 ~ 4 and Attachment III amended per 23 February 2018 Letter No. Taiwan-Stock-Recommendation-1070003126 of the Taiwan Stock Exchange Corporation
Approved for recordation per 13 February 2018 Letter No. Financial-Supervisory-Securities-SITC-1070100778 of the Financial Supervisory Commission
Content Article In Change 3. Full text of six articles amended per 28 December 2017 Letter No. Taiwan-Stock-Recommendation-1060024697 of the Taiwan Stock Exchange Corporation
Approved for recordation per 26 December 2017 Letter No. Financial-Supervisory-Securities-SITC-1060046285 of the Financial Supervisory Commission
Content Article In Change 2. Title and full text of six articles amended 5 October 2016 as per the approval of the TWSE President (original title: Taiwan Stock Exchange Corporation ("TWSE") “Procedures for Inquiries Regarding Account Opening and Trading Data of Employees of Securities Investment Trust / Consulting Enterprises and Their Spouses and Minor Children”; new title: “Taiwan Stock Exchange Corporation ("TWSE") Procedures for Inquiries Regarding Account Opening and Trading Data of Employees of Securities Investment Trust Enterprises and Their Spouses and Minor Children)”
Approved for recordation per 26 October 2016 Letter No. Financial-Supervisory-Securities-SITC-1050043229 of the Financial Supervisory Commission
Content 1. Full text of six articles adopted per 20 November 2013 Public Announcement No. Taiwan-Stock-Trading-1020024032 of the Taiwan Stock Exchange Corporation.
Per 18 November 2013 Letter No. Financial-Supervisory-Securities-SITC-1020042192 of the Financial Supervisory Commission.