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Laws

Title:

Taiwan Stock Exchange Corporation (the "TWSE") Procedures for Inquiries Regarding Account Opening and Trading Data of Employees of Securities Investment Trust/Consulting Enterprises and Their Spouses and Minor Children  CH

Announced Date: 2013.11.20
Amended Date: 2023.11.29 
Categories: Securities Exchange Market > Trading > Securities Transaction
Content Article In Change10. Amended on November 29, 2023
Content Article In Change 9. Articles 2~4 amended per 2 June 2022 Letter No. Taiwan-Stock-Recommendation-1110009725 of the Taiwan Stock Exchange Corporation; for implementation on 20 June 2022
Approved for recordation per 18 May 2022 Letter No Financial-Supervisory-Securities-SITC-1110335176 of the Financial Supervisory Commission
Content Article In Change 8. Articles 2~4 amended per 12 July 2021 Letter No. Taiwan-Stock-Recommendation-1100012919 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved for recordation per 7 July 2021 Letter No. Financial-Supervisory-Securities-SITC-1100140230 of the Financial Supervisory Commission
Content Article In Change 7. Full text of six articles amended per 10 June 2020 Letter No. Taiwan-Stock-Recommendation-1090010070 of the Taiwan Stock Exchange Corporation
Approved for recordation per 8 June 2020 Letter No. Financial-Supervisory-Securities-SITC-1090342660 of the Financial Supervisory Commission
Content Article In Change 6. Full text of six articles amended per 19 October 2018 Letter No. Taiwan-Stock-Recommendation-1070020552 of the Taiwan Stock Exchange Corporation
Approved for recordation per 18 October 2018 Letter No. Financial-Supervisory-Securities-SITC-1070118692 of the Financial Supervisory Commission
Content Article In Change 5. Full text of six articles amended per 27 July 2018 Letter No. Taiwan-Stock-Recommendation-1070014427 of the Taiwan Stock Exchange Corporation
Approved for recordation per 25 July 2018 Letter No. Financial-Supervisory-Securities-SITC-10070113662 of the Financial Supervisory Commission
Content Article In Change 4. Articles 2 ~ 4 and Attachment III amended per 23 February 2018 Letter No. Taiwan-Stock-Recommendation-1070003126 of the Taiwan Stock Exchange Corporation
Approved for recordation per 13 February 2018 Letter No. Financial-Supervisory-Securities-SITC-1070100778 of the Financial Supervisory Commission
Content Article In Change 3. Full text of six articles amended per 28 December 2017 Letter No. Taiwan-Stock-Recommendation-1060024697 of the Taiwan Stock Exchange Corporation
Approved for recordation per 26 December 2017 Letter No. Financial-Supervisory-Securities-SITC-1060046285 of the Financial Supervisory Commission
Content Article In Change 2. Title and full text of six articles amended 5 October 2016 as per the approval of the TWSE President (original title: Taiwan Stock Exchange Corporation (the "TWSE") “Procedures for Inquiries Regarding Account Opening and Trading Data of Employees of Securities Investment Trust Enterprises and Their Spouses and Minor Children”; new title: “Taiwan Stock Exchange Corporation (the "TWSE") Procedures for Inquiries Regarding Account Opening and Trading Data of Employees of Securities Investment Trust/Consulting Enterprises and Their Spouses and Minor Children)”
Approved for recordation per 26 October 2016 Letter No. Financial-Supervisory-Securities-SITC-1050043229 of the Financial Supervisory Commission
Content 1. Full text of six articles adopted per 20 November 2013 Public Announcement No. Taiwan-Stock-Trading-1020024032 of the Taiwan Stock Exchange Corporation.
Per 18 November 2013 Letter No. Financial-Supervisory-Securities-SITC-1020042192 of the Financial Supervisory Commission.