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Laws

Title:

Taiwan Stock Exchange Corporation Standards Governing Principal Identification and Management of Credit Line Categorization in the Processing by Securities Firms of Account Opening  CH

Announced Date: 2016.09.26
Amended Date: 2024.10.09 (Articles 2, 3, 4 amended,English version coming soon)
Current English version amended on 2023.11.28 
Categories: Market Supervision > Regulation of Securities Firms
Content Article In Change6. Articles 2 and 4 and appendix of Article 3 amended per 28 November 2023 Letter No. Taiwan-Stock-Intermediaries-1120022216 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 24 November 2023 Letter No. Financial-Supervisory-Securities-Firms-1120362158 of the Financial Supervisory Commission
Content Article In Change 5. Articles 2-4 and appendix of Article 3 amended per 1 November 2023 Letter No. Taiwan-Stock-Intermediaries-1120020432 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 31 October 2023 Letter No. Financial-Supervisory-Securities-Firms-1120349896 of the Financial Supervisory Commission
4. Article 2 and appendix of article 3 amended per 16 December 2022 Letter No. Taiwan-Stock-Intermediaries-1110024566 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 14 December 2022 Letter No. Financial-Supervisory-Securities-Firms-1110365260 of the Financial Supervisory Commission
3. Articles 2 and 3 amended per 11 October 2022 Letter No. Taiwan-Stock-Intermediaries-1110020043 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 6 October 2022 Letter No. Financial-Supervisory-Securities-Firms-1110145750 of the Financial Supervisory Commission
Content Article In Change 2.Whole text of five articles amended per 27 December 2019 Letter No. Taiwan-Stock-Intermediaries-1080023742 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 24 December 2019 Letter No. Financial-Supervisory-Securities-Firms-1080330527 of the Financial Supervisory Commission
Content 1.Whole text of three articles enacted per 26 September 2016 Letter No. Taiwan-Stock-Intermediaries-1050018808 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 22 September 2016 Letter No. Financial-Supervisory-Securities-Firms-1050035160 of the Financial Supervisory Commission