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Laws

Title:

Taiwan Stock Exchange Corporation Standards Governing Principal Identification and Management of Credit Line Categorization in the Processing by Securities Firms of Account Opening  CH

Announced Date: 2016.09.26
Amended Date: 2019.12.27 
Categories: Market Supervision > Regulation of Securities Firms
Content Article In Change2.Whole text of five articles amended per 27 December 2019 Letter No. Taiwan-Stock-Intermediaries-1080023742 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 24 December 2019 Letter No. Financial-Supervisory-Securities-Firms-1080330527 of the Financial Supervisory Commission
Content 1.Whole text of three articles enacted per 26 September 2016 Letter No. Taiwan-Stock-Intermediaries-1050018808 of the Taiwan Stock Exchange Corporation; for immediate implementation
Approved per 22 September 2016 Letter No. Financial-Supervisory-Securities-Firms-1050035160 of the Financial Supervisory Commission