Section V Securities Brokerage Transactions |
| Article 158 | Brokerage contracts between a securities broker and its customers for trading on a centralized securities exchange market shall be prepared in accordance with the regulations governing brokerage contracts prescribed by the stock exchange.
The main content of the brokerage contract regulations referred to in the preceding paragraph shall be prescribed by an order of the Competent Authority. |
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| Article 159 | A securities broker shall not accept any discretionary authorization that allows them to determine the type, quantity, or price of securities to be bought or sold on behalf of the principal. |
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| Article 160 | A securities broker shall not accept orders for securities trades in premises other than its principal place of business and its branches. |
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