Chapter 1 General Provisions |
| Article 1 | These Rules are established pursuant to Article 140 of the Securities and Exchange Act ("Act").
|
Info |
| Article 2 | Pursuant to Article 141 of the Act, a domestic issuer ("Issuer"), securities investment trust enterprise ("SITE"), futures trust enterprise (FTE), offshore fund management institution or an institution appointed by it ("offshore fund institution"), trustee institution, special purpose company, call (put) warrant issuer, exchange traded note issuer, foreign issuer, and foreign issuer and its depositary institution applying to the Taiwan Stock Exchange Corporation ("TWSE") pursuant to Article 139 of the Act for listing on the TWSE of its securities the public offering of which has been duly approved, shall enter into a listing contract for securities incorporating the items prescribed by these Rules.
|
Info |
| Article 3 | Relevant laws and regulations governing securities and rules and announcements of the TWSE shall constitute an integral part of the Listing Contract and be observed by both parties.
|
|
| Article 4 | Upon the Listing Contract taking effect, the Issuer, SITE, FTE, general agent of the offshore fund institution, trustee institution, special purpose company, exchange traded note issuer, foreign issuer, and foreign issuer and its depositary institution shall pay the listing fees of securities upon its initial listing and within the first month of each year thereafter to the TWSE pursuant to the fee schedule set forth in the TWSE Rate Table for Securities Listing Fees.
Upon the Listing Contract taking effect, the call (put) warrant issuer shall pay the listing fees of call (put) warrants upon its initial listing to the TWSE pursuant to the fee schedule set forth in the TWSE Rate Table for Securities Listing Fees.
The TWSE Rate Table for Securities Listing Fees in the preceding two paragraphs shall constitute an integral part of the Listing Contract. In the event of an amendment, the rate table as amended will govern.
|
|
| Article 5 | The TWSE may take following measures with regard to listed securities pursuant to relevant laws and regulations or rules of the TWSE, or based on other circumstances as it deems necessary, and shall report such measures to the competent authority for recordation.
- Change the original trading method, cease the trading of, or delist listed stock or foreign stock.
- Suspend the trading, change the trading method, cease the trading of, or delist Taiwan depositary receipts or call (put) warrants.
- Terminate the trading of or delist foreign bonds.
- Delist beneficiary certificates, beneficiary securities, asset-backed securities, REIT beneficiary securities, REAT beneficiary securities or exchange traded notes.
|
|