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Article 2
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Pursuant to Article 141 of the Act, a domestic issuer ("Issuer"), securities investment trust enterprise ("SITE"), futures trust enterprise (FTE), offshore fund management institution or an institution appointed by it ("offshore fund institution"), trustee institution, special purpose company, call (put) warrant issuer, exchange traded note issuer, foreign issuer, and foreign issuer and its depositary institution applying to the Taiwan Stock Exchange Corporation ("TWSE") pursuant to Article 139 of the Act for listing on the TWSE of its securities the public offering of which has been duly approved, shall enter into a listing contract for securities incorporating the items prescribed by these Rules.
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Article 6
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Where the Issuer applies for the listing of its stock, the listing contract shall specify the type, issuing date, number of stock to be issued, amount of each share and total amount of issuance of the security in the initial application for listing.
In the event that any addition, deletion or amendment of the listed stock of the Issuer occurs thereafter, the content of addition, deletion or amendment specified in the Application for Listing of Securities, Application for Change of Contents of Listed Securities or Conversion Notice of Listing of Securities, as approved by the TWSE, shall constitute an integral part of the listing contract.
Items contained in the application form of a Taiwan Innovation Board(TIB)-listed company whose application for identification as a listed company has been approved by the TWSE shall constitute an integral part of the listing contract.
Listing contacts for securities with detachable warrants are governed by the preceding paragraph mutatis mutandis and shall specify the type, issuing date, criteria for setting the subscription conditions (including subscription price, subscription period (or date), type of the share subscribed for, and the number of shares available for subscription in respect of each warrant), total amount of issuance, issuing price, period of validity and other issuing terms and conditions of the stock warrant.
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Article 13
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Where a foreign Issuer applies for the listing of its stock, the listing contract shall specify the name and number, issuing date, number of units, amount of each share, total amount of issuance and number to be listed of the shares to be issued.
In the event that any addition or deletion, any change of company name, capital decrease or other event resulting in any amendment to the listed stock occurs thereafter, the content of addition, deletion or amendment specified in the Registration Statement for Listing or Application for Change of Contents of the Foreign Securities, as approved by the TWSE, shall constitute an integral part of the listing contract for foreign securities.
Items contained in the application form of a primary TIB-listed company whose application for identification as a primary company has been approved by the TWSE shall constitute an integral part of the listing contract
If the change in shareholding of any directors, supervisors, officers or shareholders holding more than 10 percent of the total issued shares of the company is required to be filed and announced publicly in either the foreign issuer's home country or listing country by the laws and registration of either country, the foreign issuer shall make the same filing and public announcement to the competent authority as well as the TWSE simultaneously through its agent within the territory of the R.O.C..
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